Ownership Reports

Form 323

Date Filed File Number/ID Purpose Applicant FRN Applicant Name
11/25/2019   0000091220 Transfer of control or assignment of license/permit 0002900330 Sarkes Tarzian, Inc.
11/25/2019   0000091219 Biennial 0002900330 Sarkes Tarzian, Inc.
02/27/2018   0000044495 Biennial 0002900330 Sarkes Tarzian, Inc.
11/25/2019   0000091223 Transfer of control or assignment of license/permit 0002900330 ST Stock Trust Dated October 23, 2019

Form 323-E

Date Filed File Number/ID Purpose Applicant FRN Applicant Name