7. |
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject licensee or permittee shall respond.)
[Enter Contract/Instrument Information]
Contracts/Instruments Information
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject shall respond.)
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
LIMITED LIABILITY COMPANY AGREEMENT OF NNB HOLDINGS, LLC |
NNB HOLDINGS |
12/27/1999 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
LIMITED LIABILITY COMPANY AGREEMENT OF NEW NORTHWEST BROADCASTERS LLC |
NNB LLC |
03/10/2000 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
AMENDMENT NO. 1 TO LIMITED LIABILITY COMPANY AGREEMENT |
NNB HOLDINGS LLC |
04/02/2001 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
NNB HOLDINGS LLC UNIT PURCHASE AGREEMENT |
NNB HOLDINGS LLC, THOMAS J. MCGILL, MATTHEW T. WILLIAMS |
08/23/2000 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
NNB HOLDINGS LLC UNIT PURCHASE AGREEMENT |
NNB HOLDINGS LLC, MICHAEL A. HOOD, ROBERT L. POWERS, JIM BELL, JAMES SERVINO |
08/23/2000 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
NNB HOLDINGS LLC UNIT PURCHASE AGREEMENT |
NNB HOLDINGS LLC, TRILA HOUSTON, DONALD BRINK, BRENT PHILLIPY |
08/23/2000 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
RELEASE AND ASSIGNMENT |
NNB HOLDINGS LLC, BRENT PHILLIPY |
05/31/2003 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
RELEASE AND ASSIGNMENT |
NNB HOLDINGS LLC, DONALD BRINK |
05/31/2003 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
UNIT PLEDGE AGREEMENT |
TRILA HOUSTON, NNB HOLDINGS LLC |
08/23/2000 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
NNB HOLDINGS LLC UNIT PURCHASE AGREEMENT |
NNB HOLDINGS LLC, KEY EQUITY CAPITAL CORP., KEY EQUITY PARTNERS 00, FIRST MEDIA VENTURES, LLC, E. PEROT BISSELL IV |
10/10/2001 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
NNB HOLDINGS UNIT PURCHASE AGREEMENT |
NNB HOLDINGS LLC, JANIS FINN |
02/12/2001 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
ASSIGNMENT OF UNITS |
NNB HOLDINGS LLC, JANIS FINN, MICHAEL O'SHEA |
02/12/2001 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
NNB HOLDINGS LLC UNIT PURCHASE AGREEMENT |
NNB HOLDINGS LLC, KEY EQUITY CAPITAL CORP., KEY EQUITY PARTNERS 00, FIRST MEDIA VENTURES, LLC, MICHAEL NIBARGER |
04/09/2001 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
NNB HOLDINGS LLC UNIT PURCHASE AGREEMENT |
NNB HOLDINGS LLC, MICHAEL WILLIAMS (O'SHEA) |
04/09/2001 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
NNB HOLDINGS LLC UNIT PURCHASE AGREEMENT |
NNB HOLDINGS LLC, KEY EQUITY CAPITAL CORP., KEY EQUITY PARTNERS 00, FIRST MEDIA VENTURES, LLC, NORTHWEST BROADCAST PARTNERS, NORTHWEST BROADCAST PARTNERS I L.P., MICHAEL WILLIAMS, E. PEROT BISSELL IV, MICHAEL NIBARGER |
04/09/2002 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
TRANSFER AGREEMENT |
NNB HOLDINGS LLC, NORTHWEST BROADCAST PARTNERS I LLC, NORTHWEST CAPITAL PARTNERS I L.P., E. PEROT BISSELL IV, NCA II MANAGEMENT, LLC |
03/14/2003 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
NNB HOLDINGS LLC UNIT PURCHASE AGREEMENT |
NNB HOLDINGS LLC, PETER J. BENEDETTI |
06/10/2003 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
NNB HOLDINGS LLC INVESTMENT AND LOAN AGREEMENT |
NNB HOLDINGS LLC, PETER J. BENEDETTI |
06/10/2003 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
NNB HOLDINGS LLC UNIT PURCHASE AGREEMENT |
NNB HOLDINGS LLC, LAWRENCE AMATURO |
06/10/2003 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
NNB HOLDINGS LLC UNIT PURCHASE AGREEMENT |
NNB HOLDINGS LLC, PAUL BENEDETTI, BARRY REMINGTON, DICK MAYNARD |
06/27/2003 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
NNB HOLDINGS LLC UNIT PURCHASE AGREEMENT |
NNB HOLDINGS LLC, JIM RICHMOND, TRILA BUMSTEAD |
06/27/2003 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
TRANSFER AGREEMENT |
NNB HOLDINGS LLC AND MIKE HOOD |
08/03/2004 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
THIRD AMENDED AND RESTATED LOAN AGREEMENT |
NNB LLC & CIT (AS AGENT AND LENDER) |
12/29/2006 |
10/31/2010 |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
AMENDED AND RESTATED SECURITY AGREEMENT |
NB LLC AND CIT LENDING SERVICES CORPORATION (AS AGENT AND LENDER) |
12/29/2006 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
AMENDED AND RESTATED COLLATERAL ASSIGNMENT AND PLEDGE OF MEMBERSHIP INTERESTS AND SUBORDINATION AGREEMENT |
NNB LLC, NNB HOLDINGS LLC AND CIT LENDING SERVICES CORPORATION (AS AGENT AND LENDER) |
12/29/2006 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
NOTE: CONTRACTS THAT ARE NO LONGER IN EFFECT ARE NOT LISTED IN RESPONSE TO THIS QUESTION. |
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9. |
(a.) |
List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
[Enter Owner Information]
Owner Information
List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
(Read carefully - The numbered items below refer to line numbers in the following table.) |
1. Name and address of respondent and each party to the respondent holding an attributable interest (if other than individual also show name, address and citizenship of natural person authorized to vote the stock or holding the attributable interest). List the respondent first, officers next, then directors and, thereafter, remaining stockholders and other entities with attributable interests, and partners.
2. Gender (male or female).
3. Ethnicity (check one).
4. Race (select one or more).
5. Citizenship. 6. Positional interest: Officer, director, general partner, limited partner, LLC member, investor/creditor attributable under the Commission's equity/debt plus standard, etc.
7. Percentage of votes.
8. Percentage of total assets (equity debt plus).
|
1. Name and Address |
NNB HOLDINGS LLC 1011 WESTERN AVENUE SUITE 920 SEATTLE, WA 98104 |
2. Gender (male or female) |
N/A
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
WA |
6. Positional Interest |
SOLE MEMBER |
7. Percentage of votes |
100.00 |
8. Percentage of total assets (equity debt plus) |
100.00 |
1. Name and Address |
PETER J. BENEDETTI, 1011 WESTERN AVE., SUITE 920, SEATTLE WA 98104 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
CEO, PRESIDENT & MANAGER |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
TRILA J. BUMSTEAD, 1011 WESTERN AVE., SUITE 920, SEATTLE, WA 98104 |
2. Gender (male or female) |
Female
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
CFO, EXECUTIVE VP, & MANAGER |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
MARK E. MORRIS, 127 PUBLIC SQUARE, SUITE 5100, CLEVELAND, OH 44114 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MANAGER |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
SHANNON G. SMITH, 127 PUBLIC SQUARE, SUITE 5100, CLEVELAND, OH 44114 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MANAGER |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
BRADFORD N. CRESWELL, 600 UNIVERSITY STREET, SUITE 1720, SEATTLE, WA 98101 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MANAGER |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
E. PEROT BISSELL IV, 600 UNIVERSITY, SUITE 1720, SEATTLE, WA 98104 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MANAGER |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
RALPH W. HARDY, JR., 11400 SKIPWITH LANE, POTOMAC, MD 20854 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MANAGER |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
ALBERT BERTHA, 11400 SKIPWITH LANE, POTOMAC, MD, 20854 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MANAGER |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
LAWRENCE AMATURO, 2455 BENNETT VALLEY ROAD, SUITE C-20, SANTA ROSA, CA, 95404 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MANAGER |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
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(b) |
Respondent certifies that equity and financial interests not set forth in response to Question 9(a) are non-attributable. |
Yes No
N/A
See Explanation in
[Exhibit 2]
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(c) |
Is the respondent or any party holding an attributable interest in the respondent also the holder of an attributable interest in any other broadcast station or in any cable or newspaper entities in the same market or with overlapping signals in the same broadcast service, as described in 47 C.F.R. Sections 73.3555 and 76.501? |
Yes No |
If "Yes", submit an Exhibit identifying the holder of that other attributable interest, listing the call signs, locations and facilities identifiers of such other broadcast stations, and describing the nature and size of the ownership interest and the positions held in the other broadcast, cable or newspaper entities. |
[Exhibit 3] |
(d) |
Are any of the individuals listed in response to Question 9(a) related as parent-child, husband-wife, brothers and sisters?
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Yes No
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If "Yes", submit an Exhibit setting forth full information as to the family relationship
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[Exhibit 4]
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(e) |
Is respondent seeking an attribution exemption for any officer or director with duties unrelated to the licensee or permittee?
If "Yes", submit an Exhibit identifying that individual by name and title, fully describing that individual's duties and responsibilities, and explaining why that individual should not be attributed an interest.
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Yes No
[Exhibit 5]
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