7. |
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject licensee or permittee shall respond.)
[Enter Contract/Instrument Information]
Contracts/Instruments Information
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject shall respond.)
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
CERTIFICATE OF FORMATION |
STATE OF DELAWARE |
04/29/2004 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
LLC AGREEMENT |
DAVIDSON MEDIA GROUP, LLC |
04/30/2004 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
NOTE PURCHASE AGREEMENT |
CAPSTREET II, L.P., CAPSTREET PARALLEL II, L.P., CITICORP NORTH AMERICA, INC., MERCURY CAPITAL PARTNERS III, L.P., HILLMAN DMG LLC, ASTRON SERVICES, LLC, BLACK ENTERPRISE/GREENWICH STREET CORPORATE GROWTH PARTNERS, LLC |
04/30/2004 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SECURITY AGREEMENT |
DAVIDSON COLLATERAL AGENT |
05/14/2004 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
COLLATERAL AGENCY AGREEMENT |
DAVIDSON COLLATERAL AGENT, LLC,PETER W. DAVIDSON,CAPSTREET II,L.P.,CAPSTREET PARALLEL II,L.P.,CITICORP NORTH AMERICA,INC.,MERCURY CAPITAL PARTNERS III,L.P.,HILLMAND DMG LLC,ASTRON SERVICS,LLC,BLACK ENTERPRISE/GREENWICH STREET CORPORATE PARTNERS,LLC |
05/14/2004 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
CERTIFICATE OF CORRECTION |
STATE OF DELAWARE |
12/19/2003 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
CERTIFICATE OF AMENDMENT |
STATE OF DELAWARE |
12/24/2003 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
FINANCING AGREEMENT |
LLJ CAPITAL PARTNERS, LLC AS AGENT AND THE FINANCIAL INSTITUTIONS FROM TIME TO TIME PARTIES HERETO |
01/28/2005 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SECURITY AGREEMENT |
LLJ CAPITAL PARTNERS, LLC AS AGENT |
01/28/2005 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
PLEDGE AND SECURITY AGREEMENT |
LLJ CAPITAL PARTNERS, LLC AS AGENT |
01/28/2005 |
|
|
|
9. |
(a.) |
List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
[Enter Owner Information]
Owner Information
List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
(Read carefully - The numbered items below refer to line numbers in the following table.) |
1. Name and address of respondent and each party to the respondent holding an attributable interest (if other than individual also show name, address and citizenship of natural person authorized to vote the stock or holding the attributable interest). List the respondent first, officers next, then directors and, thereafter, remaining stockholders and other entities with attributable interests, and partners.
2. Gender (male or female).
3. Ethnicity (check one).
4. Race (select one or more).
5. Citizenship. 6. Positional interest: Officer, director, general partner, limited partner, LLC member, investor/creditor attributable under the Commission's equity/debt plus standard, etc.
7. Percentage of votes.
8. Percentage of total assets (equity debt plus).
|
1. Name and Address |
DAVIDSON MEDIA GROUP, LLC, 670 BROADWAY, 2ND FLOOR, NEW YORK, NY 10012 |
2. Gender (male or female) |
N/A
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
RESPONDENT |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
CAPSTREET II, L.P., 600 TRAVIS, SUITE 6110, HOUSTON, TX 77002 |
2. Gender (male or female) |
N/A
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MEMBER |
7. Percentage of votes |
38.51 |
8. Percentage of total assets (equity debt plus) |
38.60 |
1. Name and Address |
CAPSTREET PARALLEL, L.P., 600 TRAVIS, SUITE 6110, HOUSTON, TX 77002 |
2. Gender (male or female) |
N/A
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MEMBER |
7. Percentage of votes |
5.14 |
8. Percentage of total assets (equity debt plus) |
5.15 |
1. Name and Address |
CITICORP NORTH AMERICA, INC., C/O CITIGROUP VENTURE CAPITAL INTERNATIONAL, 399 PARK AVENUE, NEW YORK, NY 10043 |
2. Gender (male or female) |
N/A
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MEMBER |
7. Percentage of votes |
32.74 |
8. Percentage of total assets (equity debt plus) |
32.81 |
1. Name and Address |
BLACK ENTERPRISE/GREENWICH STREET CORPORATE GROWTH PARTNERS, L.P., 399 PARK AVENUE, 7TH FLOOR, NEW YORK, NY 10043 |
2. Gender (male or female) |
N/A
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MEMBER |
7. Percentage of votes |
10.91 |
8. Percentage of total assets (equity debt plus) |
10.94 |
1. Name and Address |
HILLMAN DMG, LLC, C/O WILMINGTON SECURITIES, INC., 824 MARKET STREET, SUITE 900, WILMINGTON, DE 19801 |
2. Gender (male or female) |
N/A
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MEMBER |
7. Percentage of votes |
4.59 |
8. Percentage of total assets (equity debt plus) |
4.61 |
1. Name and Address |
MERCURY CAPITAL PARTNERS III, L.P., 220 NORTHPOINTE PKWY., SUITE D, AMHERST, NY 14228 |
2. Gender (male or female) |
N/A
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MEMBER |
7. Percentage of votes |
6.89 |
8. Percentage of total assets (equity debt plus) |
6.91 |
1. Name and Address |
ASTRON SERVICES, INC., 5080 SPECTRUM DRIVE, SUITE 609, EAST ADDISON, TX 75001 |
2. Gender (male or female) |
N/A
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MEMBER |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
PETER W. DAVIDSON, C/O DAVIDSON MEDIA GROUP, LLC, 670 BROADWAY, 2ND FLOOR, NEW YORK, NY 10012 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MEMBER/BOARD CHAIR |
7. Percentage of votes |
1.22 |
8. Percentage of total assets (equity debt plus) |
0.99 |
1. Name and Address |
KATHERINE D. MCGHEE, C/O DAVIDSON MEDIA GROUP, LLC, 670 BROADWAY, 2ND FLOOR, NEW YORK, NY 10012 |
2. Gender (male or female) |
Female
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MEMBER |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
PETER S. HANDY, 5080 SPECTRUM DRIVE, SUITE 609, EAST ADDISON, TX 75001 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
GEORGE B. KELLY, C/O CAPSTREET II, L.P., 600 TRAVIS, SUITE 6110, HOUSTON, TX 77002 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
R. ANDREW DE PASS, C/O CITIGROUP VENTURE CAPITAL INTERNATIONAL, 201 S. BISCAYNE BOULEVARD, SUITE 700, MIAMI, FL 33131 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
CA |
6. Positional Interest |
DIRECTOR |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
JEFFREY SCOTT, C/O BLACK ENTERPRISE/GREENWICH STREET CORPORATE GROWTH PARTNERS, L.P., 399 PARK AVENUE, 7TH FLOOR, NEW YORK, NY 10043 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
|
(b) |
Respondent certifies that equity and financial interests not set forth in response to Question 9(a) are non-attributable. |
Yes No
N/A
See Explanation in
[Exhibit 2]
|
(c) |
Is the respondent or any party holding an attributable interest in the respondent also the holder of an attributable interest in any other broadcast station or in any cable or newspaper entities in the same market or with overlapping signals in the same broadcast service, as described in 47 C.F.R. Sections 73.3555 and 76.501? |
Yes No |
If "Yes", submit an Exhibit identifying the holder of that other attributable interest, listing the call signs, locations and facilities identifiers of such other broadcast stations, and describing the nature and size of the ownership interest and the positions held in the other broadcast, cable or newspaper entities. |
[Exhibit 3] |
(d) |
Are any of the individuals listed in response to Question 9(a) related as parent-child, husband-wife, brothers and sisters?
|
Yes No
|
|
If "Yes", submit an Exhibit setting forth full information as to the family relationship
|
[Exhibit 4]
|
(e) |
Is respondent seeking an attribution exemption for any officer or director with duties unrelated to the licensee or permittee?
If "Yes", submit an Exhibit identifying that individual by name and title, fully describing that individual's duties and responsibilities, and explaining why that individual should not be attributed an interest.
|
Yes No
[Exhibit 5]
|
|