7. |
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject licensee or permittee shall respond.)
[Enter Contract/Instrument Information]
Contracts/Instruments Information
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject shall respond.)
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
CERTIFICATE OF FORMATION |
STATE OF DELAWARE |
06/28/2005 |
PERPETUITY |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT |
VOX COMMUNICATIONS GROUP HOLDINGS LLC AND VOX BROADCASTING LLC |
06/30/2005 |
PERPETUITY |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SUBSCRIPTION AGREEMENT OF VOX COMMUNICATIONS GROUP HOLDINGS LLC |
HOUSATONIC EQUITY PARTNERS, L.P., MCG CAPITAL CORPORATION AND VOX BROADCASTING LLC |
06/30/2005 |
PERPETUITY |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
CONVERTIBLE SUBORDINATED PROMISSORY NOTE |
VOX COMMUNICATIONS GROUP HOLDINGS LLC AND HOUSATONIC EQUITY PARTNERS, L.P. |
06/30/2005 |
PERPETUITY |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
CONVERTIBLE SUBORDINATED PROMISSORY NOTE |
VOX COMMUNICATIONS GROUP HOLDINGS LLC AND HOUSATONIC EQUITY PARTNERS, L.P. |
06/30/2005 |
PERPETUITY |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
CONVERTIBLE SUBORDINATED PROMISSORY NOTE |
VOX COMMUNICATIONS GROUP HOLDINGS LLC AND MCG CAPITAL CORPORATION |
06/30/2005 |
PERPETUITY |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
VOX COMMUNICATIONS GROUP HOLDINGS LLC 2005 EQUITY INCENTIVE PLAN |
VOX COMMUNICATIONS GROUP HOLDINGS LLC |
06/30/2005 |
PERPETUITY |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
RESTRICTED UNIT AGREEMENT |
BRUCE G. DANZIGER AND VOX COMMUNICATIONS GROUP HOLDINGS LLC |
06/30/2005 |
PERPETUITY |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
RESTRICTED UNIT AGREEMENT |
BURTON K. BARLOW AND VOX COMMUNICATIONS GROUP HOLDINGS LLC |
06/30/2005 |
PERPETUITY |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
RESTRICTED UNIT AGREEMENT |
KEITH A. THOMAS AND VOX COMMUNICATIONS GROUP HOLDINGS LLC |
06/30/2005 |
PERPETUITY |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
OPERATING AGREEMENT |
VOX COMMUNICATIONS GROUP HOLDINGS LLC |
06/30/2005 |
PERPETUITY |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
CREDIT FACILITY AGREEMENT |
VOX COMMUNICATIONS GROUP HOLDINGS LLC, VOX COMMUNICATIONS GROUP LLC, BERKSHIRE BROADCASTING CO., INC. AND MCG CAPITAL CORPORATION |
06/30/2005 |
6/30/2010 |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
TERM LOAN NOTE |
VOX COMMUNICATIONS GROUP HOLDINGS LLC, VOX COMMUNICATIONS GROUP LLC, BERKSHIRE BROADCASTING CO., INC. AND MCG CAPITAL CORPORATION |
06/30/2005 |
6/30/2010 |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
LINE OF CREDIT NOTE |
VOX COMMUNICATIONS GROUP HOLDINGS LLC, VOX COMMUNICATIONS GROUP LLC, BERKSHIRE BROADCASTING CO., INC. AND MCG CAPITAL CORPORATION |
06/30/2005 |
PERPETUITY |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
MASTER SECURITY AGREEMENT |
VOX COMMUNICATIONS GROUP HOLDINGS LLC, VOX COMMUNICATIONS GROUP LLC, BERKSHIRE BROADCASTING CO., INC. AND MCG CAPITAL CORPORATION |
06/30/2005 |
6/30/2010 |
|
|
9. |
(a.) |
List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
[Enter Owner Information]
Owner Information
List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
(Read carefully - The numbered items below refer to line numbers in the following table.) |
1. Name and address of respondent and each party to the respondent holding an attributable interest (if other than individual also show name, address and citizenship of natural person authorized to vote the stock or holding the attributable interest). List the respondent first, officers next, then directors and, thereafter, remaining stockholders and other entities with attributable interests, and partners.
2. Gender (male or female).
3. Ethnicity (check one).
4. Race (select one or more).
5. Citizenship. 6. Positional interest: Officer, director, general partner, limited partner, LLC member, investor/creditor attributable under the Commission's equity/debt plus standard, etc.
7. Percentage of votes.
8. Percentage of total assets (equity debt plus).
|
1. Name and Address |
VOX COMMUNICATIONS GROUP HOLDINGS LLC, 70 WALNUT STREET, SUITE 411, WELLESLEY, MA 02481 |
2. Gender (male or female) |
N/A
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
NONE |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
VOX BROADCASTING LLC, 70 WALNUT STREET, SUITE 411, WELLESLEY, MA 02481 |
2. Gender (male or female) |
N/A
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MEMBER |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
100.00 |
1. Name and Address |
MR. BRUCE G. DANZIGER, 70 WALNUT STREET, SUITE 411, WELLESLEY, MA 02481 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR |
7. Percentage of votes |
33.34 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
BURTON K. BARLOW, 316 LAWNWOOD DRIVE, WILLISTON, VT 05459 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR |
7. Percentage of votes |
33.33 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
WILLIAM N. THORNDIKE, JR., 111 HUNTINGTON AVENUE, SUITE 2850, BOSTON, MA 02199 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR |
7. Percentage of votes |
33.33 |
8. Percentage of total assets (equity debt plus) |
0.00 |
|
(b) |
Respondent certifies that equity and financial interests not set forth in response to Question 9(a) are non-attributable. |
Yes No
N/A
See Explanation in
[Exhibit 2]
|
(c) |
Is the respondent or any party holding an attributable interest in the respondent also the holder of an attributable interest in any other broadcast station or in any cable or newspaper entities in the same market or with overlapping signals in the same broadcast service, as described in 47 C.F.R. Sections 73.3555 and 76.501? |
Yes No |
If "Yes", submit an Exhibit identifying the holder of that other attributable interest, listing the call signs, locations and facilities identifiers of such other broadcast stations, and describing the nature and size of the ownership interest and the positions held in the other broadcast, cable or newspaper entities. |
[Exhibit 3] |
(d) |
Are any of the individuals listed in response to Question 9(a) related as parent-child, husband-wife, brothers and sisters?
|
Yes No
|
|
If "Yes", submit an Exhibit setting forth full information as to the family relationship
|
[Exhibit 4]
|
(e) |
Is respondent seeking an attribution exemption for any officer or director with duties unrelated to the licensee or permittee?
If "Yes", submit an Exhibit identifying that individual by name and title, fully describing that individual's duties and responsibilities, and explaining why that individual should not be attributed an interest.
|
Yes No
[Exhibit 5]
|
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