Federal Communications Commission
Washington, D.C. 20554
Approved by OMB
3060-0010 (June 2002)
FCC 323
FOR FCC USE ONLY
 
OWNERSHIP REPORT FOR COMMERCIAL BROADCAST STATIONS

Read INSTRUCTIONS Before Filling Out Form

FOR COMMISSION USE ONLY
FILE NO.

BOA - 20061127ABI
Section I - General Information
1. Legal Name of the Applicant 
REGENT LICENSEE OF ST. CLOUD, INC.
Mailing Address
2000 FIFTH THIRD CENTER
511 WALNUT STREET
City
CINCINNATI
State or Country (if foreign address)
OH
ZIP Code
45202 -
Telephone Number (include area code)
5136511190
E-Mail Address (if available) 
WSTAKELIN@REGENTCOMM.COM
FCC Registration Number:
0005425095
Call Sign 
Facility ID Number 
73145
2. Contact Representative (if other than Licensee/Permittee)
DAVID D. BURNS
Firm or Company Name
LATHAM & WATKINS LLP
Telephone Number (include area code)
2026372200
E-Mail Address (if available)
DAVID.BURNS@LW.COM
3. Name of entity, if other than licensee or permittee, for which report is filed
REGENT COMMUNICATIONS, INC.
Mailing Address
2000 FIFTH THIRD CENTER, 511 WALNUT STREET

City
CINCINNATI
State or Country (if foreign address)
OH
ZIP Code
45202 -
Telephone Number (include area code)
8592920030
E-Mail Address (if available)
WSTAKELIN@REGENTCOMM.COM
4. If this application has been submitted without a fee, indicate reason for fee exemption (see 47 C.F.R. Section 1.1114):
Governmental Entity Fee-exempt Report Other PARENT ENTITY
N/A (Fee Required)



Section II - Ownership Information

5.

a. Biennial b. Transfer of Control or Assignment of License/Permit c. Other
d. Amendment to pending application


for the following stations:

[Enter Station Information]


Station List


This Report is filed for the following stations:

Call Letters
Facility ID Number
Location (City/State)
Class of service
WJON 73144 ST. CLOUD MN AM


Call Letters
Facility ID Number
Location (City/State)
Class of service
WWJO 73145 ST. CLOUD MN FM


Call Letters
Facility ID Number
Location (City/State)
Class of service
KMXK 73146 COLD SPRINGS MN FM


Call Letters
Facility ID Number
Location (City/State)
Class of service
KXSS 60493 WAITE PARK MN AM


Call Letters
Facility ID Number
Location (City/State)
Class of service
KLZZ 60492 WAITE PARK MN FM


Call Letters
Facility ID Number
Location (City/State)
Class of service
KKSR 59149 SARTELL MN FM



All of the information furnished in this Report is accurate as of 11/22/2006 (Date must comply with 47 C.F.R. Section 73.3615(a), i.e., information must be current within 60 days of filing of this report, when 5(a) below is checked.)

This Report is filed for (check one)
6.
Respondent is:
Sole proprietorship Not-for-profit corporation Limited partnership
For-profit corporation General partnership Other
If "Other", describe nature of the respondent in an Exhibit.
[Exhibit 1]
7.
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613.   (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject licensee or permittee shall respond.)

[Enter Contract/Instrument Information]


Contracts/Instruments Information


List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject shall respond.)

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
ARTICLES OF INCORPORATION REGENT COMMUNICATIONS, INC. 06/11/1998 PERPETUAL

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
BYLAWS REGENT COMMUNICATIONS, INC. 06/11/1998 PERPETUAL

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
CREDIT AGREEMENT AMONG REGENT BROADCASTING, INC., REGENT COMMUNICATIONS, INC., FLEET NATIONAL BANK, US BANK, NATIONAL ASSOCIATION, WACHOVIA BANK AND SUNTRUST BANK, AS CO-DOCUMENTATION AGENTS 06/30/2003 12/31/2010

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
GUARANTY AGREEMENT AMONG REGENT COMMUNICATIONS, INC., REGENT BROADCASTING, INC., THE SUBSIDIARIES OF THE PARENT COMPANY AND FLEET NATIONAL BANK AS ADMINISTRATIVE AGENT 06/30/2003 12/31/2010

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
SECURITY AGREEMENT AMONG REGENT COMMUNICATIONS, INC., REGENT BROADCASTING, THE SUBSIDIARIES OF THE PARENT COMPANY AND FLEET NATIONAL BANK, AS COLLATERAL AGENT 06/30/2003 12/31/2010

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
PLEDGE AGREEMENT AMONG REGENT COMMUNICATIONS, INC., REGENT BROADCASTING, INC., THE SUBSIDIARIES OF THE PARENT COMPANY AND FLEET NATIONAL BANK, AS COLLATERAL AGENT 06/30/2003 12/31/2010

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
AMENDMENT TO CREDIT AGREEMENT AMONG REGENT BROADCASTING, INC., REGENT COMMUNICATIONS, INC., FLEET NATIONAL BANK, US BANK, NATIONAL ASSOCIATION, WACHOVIA BANK AND SUNTRUST BANK, AS CO-DOCUMENTATION AGENTS 12/15/2004 12/31/2010


8. Capitalization (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject licensee or permittee shall respond.)

[Enter Capitalization Information]


Capitalization


Capitalization (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise excercises de facto control over the subject licensee or permittee shall respond.)

Class of stock (preferred, common or other)
Voting or Non-voting
Number of Shares
Authorized
Issued and Outstanding
Treasury
Unissued
COMMON
V
10000000000
4464932
361856
51916508


9.
(a.) List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
[Enter Owner Information]

Owner Information

List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
(Read carefully - The numbered items below refer to line numbers in the following table.)
1. Name and address of respondent and each party to the respondent holding an attributable interest (if other than individual also show name, address and citizenship of natural person authorized to vote the stock or holding the attributable interest). List the respondent first, officers next, then directors and, thereafter, remaining stockholders and other entities with attributable interests, and partners.
2. Gender (male or female).
3. Ethnicity (check one).
4. Race (select one or more).
5. Citizenship.
6. Positional interest: Officer, director, general partner, limited partner, LLC member, investor/creditor attributable under the Commission's equity/debt plus standard, etc.
7. Percentage of votes.
8. Percentage of total assets (equity debt plus).

1. Name and Address REGENT COMMUNICATIONS, INC., 2000 FIFTH THIRD CENTER, 511 WALNUT STREET, CINCINNATI, OH 45202
2. Gender (male or female) N/A
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest RESPONDENT
7. Percentage of votes 0.00
8. Percentage of total assets (equity debt plus) 0.00

1. Name and Address BLUE CHIP CAPITAL FUND III LIMITED PARTNERSHIP, 1100 CHIQUITA CENTER, 250 EAST 5TH STREET, CINCINNATI, OH
2. Gender (male or female) N/A
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest STOCKHOLDER
7. Percentage of votes 1.47
8. Percentage of total assets (equity debt plus) 1.47

1. Name and Address WPG CORPORATE DEVELOPMENT ASSOCIATES V (OVERSEAS), L.P., C/O WEISS PECK & GREER, L.L.C., 909 THIRD AVENUE, NEW YORK, NY 10022
2. Gender (male or female) N/A
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest STOCKHOLDER
7. Percentage of votes 1.00
8. Percentage of total assets (equity debt plus) 1.00

1. Name and Address WPG CORPORATE DEVELOPMENT ASSOCIATES V, LLC, C/O WEISS PECK & GREER, L.L.C., 909 THIRD AVENUE, NEW YORK, NY 10022
2. Gender (male or female) N/A
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest STOCKHOLDER
7. Percentage of votes 6.43
8. Percentage of total assets (equity debt plus) 6.43

1. Name and Address BLUE CHIP CAPITAL FUND II LIMITED PARTNERSHIP, 1100 CHIQUITA CENTER, 250 EAST 5TH STREET, CINCINNATI, OH
2. Gender (male or female) N/A
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest STOCKHOLDER
7. Percentage of votes 6.22
8. Percentage of total assets (equity debt plus) 6.22

1. Name and Address MIAMI VALLEY VENTURE FUND, L.P., C/O BLUE CHIP CAPITAL FUND, L.P., 1100 CHIQUITA CENTER, 250 EAST 5TH STREET, CINCINNATI, OH 45202
2. Gender (male or female) N/A
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest STOCKHOLDER
7. Percentage of votes 0.78
8. Percentage of total assets (equity debt plus) 0.78

1. Name and Address **WELLINGTON MANAGEMENT COMPANY, LLP, 75 STATE STREET, BOSTON, MA 02109
2. Gender (male or female) N/A
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest STOCKHOLDER**
7. Percentage of votes 6.53
8. Percentage of total assets (equity debt plus) 6.53

1. Name and Address DIMENSIONAL FUND ADVISORS, INC., 1299 OCEAN AVENUE, 11TH FLOOR, SANTA MONICA, CA 90401
2. Gender (male or female) N/A
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest STOCKHOLDER
7. Percentage of votes 10.26
8. Percentage of total assets (equity debt plus) 10.26

1. Name and Address T. ROWE PRICE ASSOCIATES, INC., 100 EAST PRATT STREET, BALTIMORE, MAD 21202
2. Gender (male or female) N/A
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest STOCKHOLDER
7. Percentage of votes 7.69
8. Percentage of total assets (equity debt plus) 7.69

1. Name and Address *WILLIAM P. SUTTER, JR.'S PERCENTAGE INTEREST INCLUDES A .004797% INTEREST ATTRIBUTABLE TO SHARES HELD BY MR. SUTTER'S TWO MINOR CHILDREN.
2. Gender (male or female) N/A
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest N/A
7. Percentage of votes 0.00
8. Percentage of total assets (equity debt plus) 0.00

1. Name and Address **WELLINGTON MANAGEMENT, LLP ('WELLINGTON MANAGEMENT') IS AN INVESTMENT ADVISER REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION ('SEC') UNDER SECTION 203 OF THE INVESTMENT ADVISERS ACT OF 1940, AS AMENDED. WELLINGTON MANAGEMENT, IN ITS CAPACITY
2. Gender (male or female) N/A
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest **CONTINUED ON NEXT PAGE
7. Percentage of votes 0.00
8. Percentage of total assets (equity debt plus) 0.00

1. Name and Address AS INVESTMENT ADVISER, MAY BE DEEMED TO HAVE BENEFICIAL OWNERSHIP OF SHARES OF THE COMMON STOCK OF REGENT COMMUNICATIONS, INC. (THE 'COMPANY') UNDER FEDERAL SECURITIES LAWS, AND THEREFORE HAS FILED A SCHEDULE 13G WITH THE SEC. HOWEVER, WHILE WELLINGTON
2. Gender (male or female) N/A
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest **CONTINUED ON NEXT PAGE
7. Percentage of votes 0.00
8. Percentage of total assets (equity debt plus) 0.00

1. Name and Address **CONTINUED MANAGEMENT SHARES THE RIGHT TO VOTE SOME OF SUCH SHARES WITH ITS INVESTMENT ADVISORY CLIENTS, SUCH SHARES ARE OWNED OF RECORD BY ITS INVESTMENT ADVISORY CLIENTS, AND WELLINGTON MANAGEMENT IS NOT THE OWNER OF RECORD OF SUCH SHARES AND DISCLAIMS
2. Gender (male or female) N/A
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest **CONTINUED ON NEXT PAGE
7. Percentage of votes 0.00
8. Percentage of total assets (equity debt plus) 0.00

1. Name and Address **CONTINUED ANY PECUNIARY INTEREST IN SUCH SHARES.
2. Gender (male or female) N/A
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest 0
7. Percentage of votes 0.00
8. Percentage of total assets (equity debt plus) 0.00

1. Name and Address WILLIAM L. STAKELIN, 1870 MADISON ROAD, CINCINNATI, OH 45206
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest PRESIDENT/CEO/DIRECTOR/STOCKHOLDER
7. Percentage of votes 0.70
8. Percentage of total assets (equity debt plus) 0.70

1. Name and Address MATTHEW A. YEOMAN, C/O REGENT COMMUNICATIONS, INC., 2000 FIFTH THIRD CENTER, 511 WALNUT STREET, CINCINNATI, OH 45202
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest VICE PRESIDENT, OPERATIONS/STOCKHOLDER
7. Percentage of votes 0.02
8. Percentage of total assets (equity debt plus) 0.02

1. Name and Address FRED L. MURR, C/O REGENT COMMUNICATIONS, INC., 2000 FIFTH THIRD CENTER, 511 WALNUT STREET, CINCINNATI, OH 45202
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest SENIOR VICE PRESIDENT, OPERTIONS/STOCKHOLDER
7. Percentage of votes 0.10
8. Percentage of total assets (equity debt plus) 0.10

1. Name and Address ANTHONY A. VASCONCELLOS, C/O REGENT COMMUNICATIONS, INC., 2000 FIFTH THIRD CENTER, 511 WALNUT STREET, CINCINNATI, OH 45202
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest EXECUTIVE VICE PRESIDENT/CFO/STOCKHOLDER
7. Percentage of votes 0.22
8. Percentage of total assets (equity debt plus) 0.22

1. Name and Address JOHN H. WYANT, C/O BLUE CHIP VENTURE CAPITAL FUND, 100 CHIQUITA CENTER, 250 EAST 5TH STREET, CINCINNATI, OH 45202
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest DIRECTOR/STOCKHOLDER
7. Percentage of votes 8.48
8. Percentage of total assets (equity debt plus) 8.48

1. Name and Address *WILLIAM P. SUTTER, JR., 333 RICHMOND, KENILWORTH, IL 60043
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest CHAIRMAN OF THE BOARD/STOCKHOLDER
7. Percentage of votes 0.08
8. Percentage of total assets (equity debt plus) 0.08

1. Name and Address ANDREW LEWIS, IV, C/O BRYNWOOD PARTNERS, 356 EXETER ROAD, HAVERFORD, PA 19041
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest DIRECTOR/STOCKHOLDER
7. Percentage of votes 7.44
8. Percentage of total assets (equity debt plus) 7.44

1. Name and Address ROBERT MOODY, C/O REGENT COMMUNICATIONS, INC., 2000 FIFTH THIRD CENTER, 511 WALNUT STREET, CINCINNATI, OH 45202
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest VICE PRESIDENT OF PROGRAMMING/STOCKHOLDER
7. Percentage of votes 0.02
8. Percentage of total assets (equity debt plus) 0.02

1. Name and Address ROBERT E. ALLEN, JR., C/O REGENT COMMUNICATIONS, INC., 2000 FIFTH THIRD CENTER, 511 WALNUT STREET, CINCINNATI, OH 45202
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest VICE PRESIDENT, FINANCE AND ACCOUNTING, TREASUER/STOCKHOLDER
7. Percentage of votes 0.04
8. Percentage of total assets (equity debt plus) 0.04

1. Name and Address DAVID J. REMUND, C/O REGENT COMMUNICATIONS, INC., 2000 FIFTH THIRD CENTER, 511 WALNUT STREET, CINCINNATI, OH 45202
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest VICE PRESIDENT OF ENGINEERING/STOCKHOLDER
7. Percentage of votes 0.02
8. Percentage of total assets (equity debt plus) 0.02

1. Name and Address ROBERT AUSFELD, C/O REGENT COMMUNICATIONS, INC., 2000 FIFTH THIRD CENTER, 511 WALNUT STREET, CINCINNATI, OH 45202
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest REGIONAL VICE PRESIDENT/STOCKHOLDER
7. Percentage of votes 0.03
8. Percentage of total assets (equity debt plus) 0.03

1. Name and Address MICHAEL GRIMSLEY, C/O REGENT COMMUNICATIONS, INC., 2000 FIFTH THIRD CENTER, 511 WALNUT STREET, CINCINNATI, OH 45202
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest REGEIONAL VICE PRESIDENT/STOCKHOLDER
7. Percentage of votes 0.05
8. Percentage of total assets (equity debt plus) 0.05

1. Name and Address GINGER SCHERBARTH, C/O 2000 FIFTH THIRD CENTER, 511 WALNUT STREET, CINCINNATI, OH 45202
2. Gender (male or female) Female
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest SECRETARY/STOCKHOLDER
7. Percentage of votes 0.02
8. Percentage of total assets (equity debt plus) 0.02

1. Name and Address TIMOTHY M. MOONEY, C/O REGENT COMMUNICATIONS, INC., 2000 FIFTH THIRD CENTER, 51 WALNUT STREET, CINCINNATI, OH 45202
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest DIRECTOR/STOCKHOLDER
7. Percentage of votes 0.02
8. Percentage of total assets (equity debt plus) 0.02


(b) Respondent certifies that equity and financial interests not set forth in response to Question 9(a) are non-attributable. Yes No

N/A

See Explanation in
[Exhibit 2]

(c) Is the respondent or any party holding an attributable interest in the respondent also the holder of an attributable interest in any other broadcast station or in any cable or newspaper entities in the same market or with overlapping signals in the same broadcast service, as described in 47 C.F.R. Sections 73.3555 and 76.501? Yes No
If "Yes", submit an Exhibit identifying the holder of that other attributable interest, listing the call signs, locations and facilities identifiers of such other broadcast stations, and describing the nature and size of the ownership interest and the positions held in the other broadcast, cable or newspaper entities. [Exhibit 3]
(d) Are any of the individuals listed in response to Question 9(a) related as parent-child, husband-wife, brothers and sisters?

Yes No

 

If "Yes", submit an Exhibit setting forth full information as to the family relationship

[Exhibit 4]

(e) Is respondent seeking an attribution exemption for any officer or director with duties unrelated to the licensee or permittee?

If "Yes", submit an Exhibit identifying that individual by name and title, fully describing that individual's duties and responsibilities, and explaining why that individual should not be attributed an interest.

Yes No

[Exhibit 5]



SECTION III - CERTIFICATION


I certify that I am PRESIDENT

(Official Title)


of REGENT COMMUNICATIONS, INC.

(Exact legal title or name of respondent)


and that I have examined this Report and that to the best of my knowledge and belief, all statements in this Report are true, correct and complete.

(Date of certification must be within 60 days of the date shown in Question 5, Section II and in no event prior to that date.)

Signature
WILLIAM L. STAKELIN
Date
11/22/2006
Telephone Number of Respondent (Include area code) 8592920030

WILLFUL FALSE STATEMENTS ON THIS FORM ARE PUNISHABLE BY FINE AND/OR IMPRISONMENT (U.S. CODE, TITLE 18, SECTION 1001), AND/OR REVOCATION OF ANY STATION LICENSE OR CONSTRUCTION PERMIT (U.S. CODE, TITLE 47, SECTION 312(a)(1)), AND/OR FORFEITURE (U.S. CODE, TITLE 47, SECTION 503).



Exhibits
Exhibit 3
Description:
OTHER BROADCAST INTERESTS

REGENT COMMUNICATIONS, INC. (REGENT) CONTROLS THE LICENSEE ENTITIES OUTLINED IN EXHIBIT 3 ATTACHMENT 1 ORGANIZATIONAL DIAGRAM OF REGENT. THE OFFICERS, DIRECTORS AND STOCKHOLDERS OF REGENT ARE WILLIAM L. STAKELIN (DIRECTOR, PRESIDENT, CEO AND 0.70% STOCKHOLDER), MATTHEW A. YEOMAN (VICE PRESIDENT, OPERATIONS AND 0.02% STOCKHOLDER), TIMOTHY M. MOONEY (DIRECTOR AND 0.02% STOCKHOLDER, FRED L. MURR (SENIOR VICE PRESIDENT, OPERATIONS AND 0.10% STOCKHOLDER), ANTHONY A. VASCONCELLOS (EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND 0.22% STOCKHOLDER), ROBERT E. ALLEN, JR. (VICE PRESIDENT FINANCE AND ACCOUNTING, TREASURER AND 0.04% STOCKHOLDER), DAVID J. REMUND (VICE PRESIDENT OF ENGINEERING AND A .0.02% STOCKHOLDER), GINGER SCHERBARTH (SECRETARY AND 0.02% STOCKHOLDER), ROBERT MOODY (VICE PRESIDENT OF PROGRAMMING AND 0.02% STOCKHOLDER), ROBERT AUSFELD (REGIONAL VICE PRESIDENT AND .03% STOCKHOLDER), JOHN H. WYANT (DIRECTOR AND 8.48% STOCKHOLDER), ANDREW L. LEWIS, IV (DIRECTOR AND 7.44% STOCKHOLDER), WILLIAM P. SUTTER, JR. (CHAIRMAN OF THE BOARD AND .08% STOCKHOLDER), MICHAEL GRIMSLEY (REGIONAL VICE PRESIDENT AND 0.05% STOCKHOLDER), TIMOTHY M. MOONEY (DIRECTOR), ANDREW LEWIS, IV (DIRECTOR AND 7.13% STOCKHOLDER), WELLINGTON MANAGEMENT COMPANY, LLP (6.53% STOCKHOLDER), DIMENSIONAL FUND ADVISORS, INC. (10.26% STOCKHOLDER), T. ROWE PRICE ASSOCIATES, INC. (7.69% STOCKHOLDER), BLUE CHIP CAPITAL FUND III LIMITED PARTNERSHIP (1.47%), MIAMI VALLEY VENTURE FUND, L.P. (0.78%), WPG CORPORATE DEVELOPMENT ASSOCIATES V (OVERSEAS), L.P. (1.00% STOCKHOLDER), WPG CORPORATE DEVELOPMENT ASSOCIATES V, L.L.C. (6.43% STOCKHOLDER) AND BLUE CHIP CAPITAL FUND II LIMITED PARTNERSHIP (6.22% STOCKHOLDER). REGENT IS A PUBLICLY HELD COMPANY.

WILLIAM L. STAKELIN IS AN OFFICER AND DIRECTOR OF THE ENTITIES OUTLINED ON THE DIAGRAM ATTACHED AS EXHIBIT 3 - ATTACHMENT 1 ORGANIZATIONAL DIAGRAM. MR. STAKELIN IS ALSO A MANAGING MEMBER OF THE LIMITED LIABILITY COMPANIES OUTLINED IN EXHIBIT 3 ATTACHMENT 1 ORGANIZATIONAL DIAGRAM.

ANTHONY A. VASCONCELLOS IS AN OFFICER OF THE ENTITIES ON THE DIAGRAM ATTACHED AS EXHIBIT 3 - ATTACHMENT 1 ORGANIZATIONAL DIAGRAM.

FRED L. MURR IS AN OFFICER OF THE ENTITIES ON THE DIAGRAM ATTACHED AS EXHIBIT 3 - ATTACHMENT 1 ORGANIZATIONAL DIAGRAM.

MATTHEW YEOMAN IS AN OFFICER OF THE ENTITIES ON THE DIAGRAM ATTACHED AS EXHIBIT 3 - ATTACHMENT 1 ORGANIZATIONAL DIAGRAM.

GINGER SCHERBARTH IS AN OFFICER OF THE ENTITIES ON THE DIAGRAM ATTACHED AS EXHIBIT 3 ATTACHMENT 1 ORGANIZATIONAL DIAGRAM.

ROBERT E. ALLEN IS AN OFFICER OF THE ENTITIES ON THE DIAGRAM ATTACHED AS EXHIBIT 3 - ATTACHMENT 1 ORGANIZATIONAL DIAGRAM.


Attachment 3
Description
Exhibit 3 - Attachment 1 Organizational Diagram