7. |
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject licensee or permittee shall respond.)
[Enter Contract/Instrument Information]
Contracts/Instruments Information
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject shall respond.)
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
INVESTMENT AND LOAN AGREEMENT |
MASERATI TOWER CORP.; ALTA COMMUNICATIONS IX-B, L.P.; ALTA COMMUNICATIONS IX, L.P.; ALTA IX ASSOCIATES LLC; SCOTT MCQUEEN; RICHARD PESTRICHELLI |
06/21/2004 |
TBD |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
ALTA SECURITY AGREEMENT |
ALTA COMMUNICATIONS IX, L.P.; ALTA COMMUNICATIONS IX-B, L.P.; ALTA IX ASSOCIATES LLC |
06/21/2004 |
TBD |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SERVICES AGREEMENT |
BLUEWATER BROADCASTING MANAGEMENT COMPANY, L.L.C. |
06/21/2004 |
TBD |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
MCQUEEN MANAGEMENT EQUITY AGREEMENT |
SCOTT MCQUEEN |
06/21/2004 |
TBD |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
PESTRICHELLI MANAGEMENT EQUITY AGREEMENT |
RICHARD PESTRICHELLI |
06/21/2004 |
TBD |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SENIOR SECURITY AGREEMENT |
DEEP SOUTH BROADCASTING COMPANY; SCOTT R. MCQUEEN 2001 INVESTMENT TRUST; DR. WILLIAM PICCIONE; LANDMARK BANK, N.A.; JUNE M. COLLIER-FLETCHER; B. STEPHEN SCHLOSS |
06/21/2004 |
TBD |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SENIOR COLLATERAL ASSIGNMENT AND PLEDGE OF MEMBERSHIP INTERESTS |
SCOTT R. MCQUEEN 2001 INVESTMENT TRUST; RICHARD H. PESTRICHELLI; JEFFERY S. ROSCHMAN; SCOTT R. MCQUEEN; ALTA-BLUEWATER HOLDINGS, INC.; DEEP SOUTH BROADCASTING COMPANY; JUNE M. COLLIER-FLETCHER; B. STEPHEN SCHLOSS; DR. WILLIAM PICCIONE; LANDMARK BANK, N.A. |
06/21/2004 |
TBD |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SUBORDINATED SECURITY AGREEMENT |
DEEP SOUTH BROADCASTING COMPANY |
06/21/2004 |
TBD |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SUBORDINATED COLLATERAL ASSIGNMENT AND PLEDGE OF MEMBERSHIP INTERESTS |
SCOTT R. MCQUEEN; RICHARD H. PESTRICHELLI; JEFFERY S. ROSCHMAN; SCOTT R. MCQUEEN 2001 INVESTMENT TRUST; ALTA-BLUEWATER HOLDINGS, INC.; DEEP SOUTH BROADCASTING COMPANY |
06/21/2004 |
TBD |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
ARTICLES OF ORGANIZATION |
FLORIDA |
03/28/2003 |
N/A |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENTQ |
FLORIDA |
06/21/2004 |
N/A |
|
|
9. |
(a.) |
List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
[Enter Owner Information]
Owner Information
List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
(Read carefully - The numbered items below refer to line numbers in the following table.) |
1. Name and address of respondent and each party to the respondent holding an attributable interest (if other than individual also show name, address and citizenship of natural person authorized to vote the stock or holding the attributable interest). List the respondent first, officers next, then directors and, thereafter, remaining stockholders and other entities with attributable interests, and partners.
2. Gender (male or female).
3. Ethnicity (check one).
4. Race (select one or more).
5. Citizenship. 6. Positional interest: Officer, director, general partner, limited partner, LLC member, investor/creditor attributable under the Commission's equity/debt plus standard, etc.
7. Percentage of votes.
8. Percentage of total assets (equity debt plus).
|
1. Name and Address |
BLUEWATER BROADCASTING COMPANY LLC, 4101-A WALL STREET, MONTGOMERY, AL 36106 |
2. Gender (male or female) |
N/A
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
RESPONDENT |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
100.00 |
1. Name and Address |
ALTA BLUEWATER HOLDINGS, INC., 200 CLARENDON STREET, 51ST FLOOR, BOSTON, MA 02116 |
2. Gender (male or female) |
N/A
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MEMBER |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
32.57 |
1. Name and Address |
RICHARD H. PESTRICHELLI, 1258 OLD PRATTVILLE ROAD, MONTGOMERY, AL 26054 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MANAGER AND DIRECTOR |
7. Percentage of votes |
20.00 |
8. Percentage of total assets (equity debt plus) |
0.60 |
1. Name and Address |
JEFFREY SCOTT ROSCHMAN, 2511 DEL LAGO DRIVE, FORT LAUDERDALE, FL 33316 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MEMBER |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
SCOTT MCQUEEN, 431 COCONUT PALM ROAD, BOCA RATON, FL 33432 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
MEMBER |
7. Percentage of votes |
20.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
ANDREW T. MULDERRY, 22 PINCKEY STREET, BOSTON, MA 02114 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
CONTROLLING DIRECTOR |
7. Percentage of votes |
60.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
|
(b) |
Respondent certifies that equity and financial interests not set forth in response to Question 9(a) are non-attributable. |
Yes No
N/A
See Explanation in
[Exhibit 2]
|
(c) |
Is the respondent or any party holding an attributable interest in the respondent also the holder of an attributable interest in any other broadcast station or in any cable or newspaper entities in the same market or with overlapping signals in the same broadcast service, as described in 47 C.F.R. Sections 73.3555 and 76.501? |
Yes No |
If "Yes", submit an Exhibit identifying the holder of that other attributable interest, listing the call signs, locations and facilities identifiers of such other broadcast stations, and describing the nature and size of the ownership interest and the positions held in the other broadcast, cable or newspaper entities. |
[Exhibit 3] |
(d) |
Are any of the individuals listed in response to Question 9(a) related as parent-child, husband-wife, brothers and sisters?
|
Yes No
|
|
If "Yes", submit an Exhibit setting forth full information as to the family relationship
|
[Exhibit 4]
|
(e) |
Is respondent seeking an attribution exemption for any officer or director with duties unrelated to the licensee or permittee?
If "Yes", submit an Exhibit identifying that individual by name and title, fully describing that individual's duties and responsibilities, and explaining why that individual should not be attributed an interest.
|
Yes No
[Exhibit 5]
|
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