7. |
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject licensee or permittee shall respond.)
[Enter Contract/Instrument Information]
Contracts/Instruments Information
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject shall respond.)
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
ARTICLES OF INCORPORATION |
STATE OF WISCONSIN |
08/29/2003 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
ARTICLES OF AMENDMENT |
STATE OF WISCONSIN |
04/05/2005 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
ARTICLES OF AMENDMENT |
STATE OF WISCONSIN |
09/07/2006 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
ARTICLES OF AMENDMENT |
STATE OF WISCONSIN |
10/25/2006 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
RESTATED BY-LAWS OF ARMADA MEDIA CORPORATION |
SHAREHOLDERS AND DIRECTORS |
04/05/2005 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SECURITY AGREEMENT |
GRANTORS AND COLLATERAL AGENT |
10/31/2006 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SECURITY AGREEMENT |
GRANTORS AND WELLS FARGO FOOTHILL, INC. |
10/31/2006 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
CREDIT AGREEMENT |
LENDERS SPECIFIED THEREIN AND WELLS FARGO FOOTHILL, INC. |
10/31/2006 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
PLEDGE AGREEMENT |
WELLS FARGO FOOTHILL, INC. AND SPECIFIED PLEDGORS |
10/31/2006 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SECURITIES PURCHASE AGREEMENT |
COLLATERAL AGENT AND PURCHASER SPECIFIED THEREIN |
10/31/2006 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
PLEDGE AGREEMENT |
COLLATERAL AGENT AND SPECIFIED PLEDGORS |
10/31/2006 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
FIRST AMENDMENT TO SECURITY AGREEMENT |
GRANTORS AND COLLATERAL AGENT |
12/18/2006 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
FIRST AMENDMENT TO SECURITY AGREEMENT |
GRANTORS AND WELLS FARGO FOOTHILL, INC. |
12/18/2006 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SECOND AMENDMENT TO SECURITY AGREEMENT |
GRANTORS AND COLLATERAL AGENT |
04/02/2007 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SECOND AMENDMENT TO SECURITY AGREEMENT |
GRANTORS AND WELLS FARGO FOOTHILL, INC. |
04/02/2007 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
REAFFIRMATION OF PLEDGE AGREEMENT |
COLLATERAL AGENT AND SPECIFIED PLEDGORS |
12/18/2006 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
REAFFIRMATION TO PLEDGE AGREEMENT |
WELLS FARGO FOOTHILL, INC. AND SPECIFIED PLEDGORS |
12/19/2006 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
REAFFIRMATION OF PLEDGE AGREEMENT |
COLLATERAL AGENT AND SPECIFIED PLEDGORS |
04/02/2007 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
REAFFIRMATION TO PLEDGE AGREEMENT |
WELLS FARGO FOOTHILL, INC. AND SPECIFIED PLEDGORS |
04/02/2007 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
FIRST AMENDMENT TO CREDIT AGREEMENT |
LENDERS SPECIFIED THEREIN AND WELLS FARGO FOOTHILL, INC. |
12/18/2006 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SECOND AMENDMENT TO CREDIT AGREEMENT |
LENDERS SPECIFIED THEREIN AND WELLS FARGO FOOTHILL, INC. |
04/02/2007 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
WAIVER AND FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENT |
COLLATERAL AGENT AND PURCHASER SPECIFIED THEREIN |
12/18/2006 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
WAIVER AND SECOND AMENDMENT TO SECURITIES PURCHASE AGREEMENT |
COLLATERAL AGENT AND PURCHASER SPECIFIED THEREIN |
04/02/2007 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
THIRD AMENDMENT TO SECURITY AGREEMENT |
GRANTORS AND WELLS FARGO FOOTHILL, INC. |
08/03/2007 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
REAFFIRMATION TO PLEDGE AGREEMENT |
WELLS FARGO FOOTHILL, INC., AND SPECIFIED PLEDGORS |
08/03/2007 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
JOINDER TO PLEDGE AGREEMENT |
WELLS FARGO FOOTHILL, INC., SPECIFIED PLEDGORS, AND LONG TERM PARTNERS, L.P. |
08/03/2007 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
THIRD AMENDMENT TO CREDIT AGREEMENT |
LENDERS SPECIFIED THEREIN AND WELLS FARGO FOOTHILL, INC. |
08/03/2007 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
THIRD AMENDMENT TO SECURITY AGREEMENT |
THE GRANTORS LISTED THEREIN AND THE COLLATERAL AGENT |
08/03/2007 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
AMENDMENT AND REAFFIRMATION OF PLEDGE AGREEMENT |
THE COLLATERAL AGENT AND THE SPECIFIED PLEDGORS |
08/03/2007 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
JOINDER TO PLEDGE AGREEMENT |
THE ORIGINAL PLEDGORS, LONG TERM PARTNERS, L.P., AND THE COLLATERAL AGENT |
08/03/2007 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
WAIVER AND THIRD AMENDMENT TO SECURITIES PURCHASE AGREEMENT |
THE HOLDER AND THE COLLATERAL AGENT |
08/03/2007 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
CONSENT AND FIFTH AMENDMENT TO CREDIT AGREEMENT |
LENDERS SPECIFIED THEREIN AND WELLS FARGO FOOTHILL, INC. |
04/08/2008 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
WAIVER, CONSENT AND SIXTH AMENDMENT TO CREDIT AGREEMENT |
LENDERS SPECIFIED THEREIN AND WELLS FARGO FOOTHILL, INC. |
05/16/2008 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
FOURTH AMENDMENT TO SECURITY AGREEMENT |
GRANTORS AND WELLS FARGO FOOTHILL, INC. |
05/16/2008 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
REAFFIRMATION TO PLEDGE AGREEMENT |
THE SPECIFIED PLEDGORS IN FAVOR OF WELLS FARGO FOOTHILL, INC. |
05/16/2008 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
CONSENT AND FOURTH AMENDMENT TO CREDIT AGREEMENT |
LENDERS SPECIFIED THEREIN AND WELLS FARGO FOOTHILL, INC. |
08/31/2007 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
WAIVER AND FOURTH AMENDMENT TO SECURITIES PURCHASE AGREEMENT |
THE HOLDER AND THE COLLATERAL AGENT |
05/16/2008 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
FOURTH AMENDMENT TO SECURITY AGREEMENT |
THE GRANTORS LISTED THEREIN AND THE COLLATERAL AGENT |
05/16/2008 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
EQUITY CONVERSION, INDEMNIFICATION AND CONTRIBUTION AGREEMENT AND ASSOCIATED ASSIGNMENTS |
AMC PARTNERS II, LLC AND GUARANTORS |
05/15/2008 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SUPPLEMENT NO. 1 TO SECURITY AGREEMENT |
WELLS FARGO FOOTHILL, INC. |
04/02/2007 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SUPPLEMENT NO. 1 TO SECURITY AGREEMENT |
COLLATERAL AGENT |
04/02/2007 |
|
|
|
9. |
(a.) |
List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
[Enter Owner Information]
Owner Information
List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
(Read carefully - The numbered items below refer to line numbers in the following table.) |
1. Name and address of respondent and each party to the respondent holding an attributable interest (if other than individual also show name, address and citizenship of natural person authorized to vote the stock or holding the attributable interest). List the respondent first, officers next, then directors and, thereafter, remaining stockholders and other entities with attributable interests, and partners.
2. Gender (male or female).
3. Ethnicity (check one).
4. Race (select one or more).
5. Citizenship. 6. Positional interest: Officer, director, general partner, limited partner, LLC member, investor/creditor attributable under the Commission's equity/debt plus standard, etc.
7. Percentage of votes.
8. Percentage of total assets (equity debt plus).
|
1. Name and Address |
ARMADA MEDIA CORPORATION, ONE WEST SECOND STREET, SECOND FLOOR, FOND DU LAC, WI 54935 |
2. Gender (male or female) |
N/A
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
PARENT OF LICENSEE |
7. Percentage of votes |
|
8. Percentage of total assets (equity debt plus) |
|
1. Name and Address |
AMC PARTNERS, LLC, ONE WEST SECOND STREET, 2ND FLOOR, FOND DU LAC, WI 54935-4908 |
2. Gender (male or female) |
N/A
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
SHAREHOLDER |
7. Percentage of votes |
3.57 |
8. Percentage of total assets (equity debt plus) |
0.37 |
1. Name and Address |
LONG TERM PARTNERS, L.P., MESSERLI & KRAMER, 150 SOUTH FIFTH STREET, SUITE 1800, MINNEAPOLIS, MN 55402 |
2. Gender (male or female) |
N/A
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
SHAREHOLDER |
7. Percentage of votes |
8.12 |
8. Percentage of total assets (equity debt plus) |
0.84 |
1. Name and Address |
TERRY K. SHOCKLEY, 276 EAGLE ESTATES DRIVE, DE BARY, FL 32713 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
PRESIDENT, CHAIRMAN AND DIRECTOR |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
CHRISTOPHER A. BERNIER, 548 LEDGEWOOD DRIVE, FOND DU LAC, WI 54935 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
CEO AND DIRECTOR |
7. Percentage of votes |
20.38 |
8. Percentage of total assets (equity debt plus) |
2.11 |
1. Name and Address |
JOHN R. LARSON, MESSERLI & KRAMER, 150 SOUTH FIFTH STREET, SUITE 1800, MINNEAPOLIS, MN 55402 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
SENIOR VICE PRESIDENT, SECRETARY AND DIRECTOR |
7. Percentage of votes |
9.12 |
8. Percentage of total assets (equity debt plus) |
0.94 |
1. Name and Address |
ROBERT BOURKE, ONE WEST SECOND STREET, 2ND FLOOR, FOND DU LAC, WI 54935-4908 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR |
7. Percentage of votes |
19.66 |
8. Percentage of total assets (equity debt plus) |
2.04 |
1. Name and Address |
HON. TOMMY G. THOMPSON, AKIN GUMP STRAUSS HAUER & FELD, LLP, 1333 NEW HAMPSHIRE AVE., N.W., WASHINGTON, DC 20036 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
HONORARY CHAIR AND DIRECTOR |
7. Percentage of votes |
5.36 |
8. Percentage of total assets (equity debt plus) |
0.56 |
1. Name and Address |
JOHN LYNCH, 6160 CORNERSTONE DRIVE, SAN DIEGO, CA 92121 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
VICE CHAIRMAN AND DIRECTOR |
7. Percentage of votes |
0.71 |
8. Percentage of total assets (equity debt plus) |
0.07 |
1. Name and Address |
SHOCKLEY BROADCASTING, LLC, 210 SPRINGVIEW COMMERCE DRIVE, UNIT 120, DE BARY, FL 32713 |
2. Gender (male or female) |
N/A
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
SHAREHOLDER |
7. Percentage of votes |
12.33 |
8. Percentage of total assets (equity debt plus) |
1.28 |
1. Name and Address |
JIM COURSOLLE, W3902 ECHO LANE, CAMPBELLSPORT, WI 53010 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
SHAREHOLDER |
7. Percentage of votes |
20.73 |
8. Percentage of total assets (equity debt plus) |
2.15 |
|
(b) |
Respondent certifies that equity and financial interests not set forth in response to Question 9(a) are non-attributable. |
Yes No
N/A
See Explanation in
[Exhibit 2]
|
(c) |
Is the respondent or any party holding an attributable interest in the respondent also the holder of an attributable interest in any other broadcast station or in any cable or newspaper entities in the same market or with overlapping signals in the same broadcast service, as described in 47 C.F.R. Sections 73.3555 and 76.501? |
Yes No |
If "Yes", submit an Exhibit identifying the holder of that other attributable interest, listing the call signs, locations and facilities identifiers of such other broadcast stations, and describing the nature and size of the ownership interest and the positions held in the other broadcast, cable or newspaper entities. |
[Exhibit 3] |
(d) |
Are any of the individuals listed in response to Question 9(a) related as parent-child, husband-wife, brothers and sisters?
|
Yes No
|
|
If "Yes", submit an Exhibit setting forth full information as to the family relationship
|
[Exhibit 4]
|
(e) |
Is respondent seeking an attribution exemption for any officer or director with duties unrelated to the licensee or permittee?
If "Yes", submit an Exhibit identifying that individual by name and title, fully describing that individual's duties and responsibilities, and explaining why that individual should not be attributed an interest.
|
Yes No
[Exhibit 5]
|
|