Federal Communications Commission
Washington, D.C. 20554
Approved by OMB
3060-0084 (June 2002)
FCC 323-E
FOR FCC USE ONLY
 
Ownership Report For Noncommercial Educational Broadcast Station

Read INSTRUCTIONS Before Filling Out Form

FOR COMMISSION USE ONLY
FILE NO.

BOA - 20131223AEJ
Section I - General
1. Legal Name of the Licensee/Permittee
UNIVERSITY OF VERMONT
Mailing Address
WRUV 90.1 FM, BILLINGS STUDENT CENTER
UNIVERSITY OF VERMONT
City
BURLINGTON
State or Country (if foreign address)
VT
ZIP Code
05405 -
Telephone Number (include area code)
8026568700
E-Mail Address (if available) 
WRUV@WRUV.ORG
FCC Registration Number:
0014353825
Call Sign 
WRUV
Facility ID Number 
66566
2. Contact Representative (if other than Licensee/Permittee)
FRANCINE BAZLUKE
Firm or Company Name
OFFICE OF THE GENERAL COUNSEL
Mailing Address
UNIVERSITY OF VERMONT
357 WATERMAN BUILDING
City
BURLINGTON
State or Country (if foreign address)
VT
ZIP Code
05405 -
Telephone Number (include area code)
8026568585
E-Mail Address (if available)
GENERAL.COUNSEL@UVM.EDU
3. Name of entity, if other than licensee or permittee, for which report is filed

Mailing Address


City
State or Country (if foreign address)
ZIP Code
-
Telephone Number (include area code)
E-Mail Address (if available)



Section II - Ownership Information

4.
All of the information furnished in this Report is accurate as of 12/04/2013 (Date must comply with 47 C.F.R. Section 73.3615(d), i.e., information must be current within 60 days of filing of this report, when 4(a) below is checked.)

This Report is filed for (check one)
a. Biennial b. Transfer of Control or Assignment of License/Permit c. Other
d. Amendment to pending application


for the following stations:

[Enter Station Information]


Station List


This Report is filed for the following stations:

Call Letters
Facility ID Number
Location (City/State)
Class of service
WRUV 66566 BURLINGTON VT FM


5.
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613.   (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject licensee or permittee shall respond.)

[Enter Contract/Instrument Information]


Contracts/Instruments Information


List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject shall respond.)

Description of Contract or Instrument Name of person or organization with whom contract is made Date of Execution (mm/dd/yyyy) Date of Expiration (mm/dd/yyyy)
NONE


6.
Is the governing board directly or indirectly under the control of another entity?
Yes No
If Yes, is a separate FCC Form 323-E submitted for such entity?
Yes No
 7.
List officers, members of governing board, and holders of 1% or more ownership interest, if any. Use one column for each individual or entity. Attach supplemental pages, if necessary.
[Enter Owner Information]

Owner Information
List officers, members of governing board, and holders of 1% or more ownership interest, if any. Use one column for each individual or entity. Attach supplemental pages if necessary.
(Read carefully - The numbered items below refer to line numbers in the following table.)
a. Name and address of officer, member of governing board, and holders of 1% or more ownership interest (if other than individual also show name, address and citizenship of natural person authorized to vote the interest). List officers first, then board members, and thereafter, holders of 1% or more ownership interest, if any.
b. Citizenship.
c. Office held.
d. Percent of interest held.
e. Principal profession or occupation.
f. By whom appointed or elected.
g. Existing interests in any other broadcast station, including the nature and size of such interests.
a. Name and Address. THOMAS SULLIVAN, BURLINGTON, VT
b. Citizenship. US

c. Office held.

PRESIDENT

d. Percent of interest held.

0.00

e. Principal profession or occupation.

PRESIDENT, UNIVERSITY OF VERMONT

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE

a. Name and Address. SAMUEL BAIN , BURLINGTON, VT
b. Citizenship. US

c. Office held.

BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

CEO, BAINCO INTERNATIONAL INVESTORS

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE

a. Name and Address. BILL BOTZOW, BURLINGTON, VT
b. Citizenship. US

c. Office held.

BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

MEMBER, VERMONT HOUSE OF REPRESENTATIVES

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE

a. Name and Address. CAROLYN BRANAGAN, BURLINGTON, VT
b. Citizenship. US

c. Office held.

BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

MEMBER, VERMONT HOUSE OF REPRESENTATIVES

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE

a. Name and Address. CHRISTOPHER BRAY, BURLINGTON, VT
b. Citizenship. US

c. Office held.

BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

FARMER AND FOUNDER, FAIR TRADE VERMONT

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE

a. Name and Address. ROBERT BRENNAN, BURLINGTON, VT
b. Citizenship. US

c. Office held.

BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

SENIOR MANAGING DIRECTOR, GUGGENHEIM PARTNERS

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE

a. Name and Address. SARAH BUXTON, BURLINGTON, VT
b. Citizenship. US

c. Office held.

BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

VERMONT LAW SCHOOL

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE

a. Name and Address. DALE ROCHELEAU, BURLINGTON, VT
b. Citizenship. US

c. Office held.

BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

SENIOR COUNSEL, DOWNS RACHLIN MARTIN PLLC

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE

a. Name and Address. WILLIAM RUPRECHT, BURLINGTON, VT
b. Citizenship. US

c. Office held.

BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

RETIRED

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE

a. Name and Address. RAJ KIRAN THAKRAR, BURLINGTON, VT
b. Citizenship. US

c. Office held.

STUDENT TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

STUDENT, UNIVERSITY OF VERMONT

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE

a. Name and Address. LISA VENTRISS, BURLINGTON, VT
b. Citizenship. US

c. Office held.

BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

PRESIDENT, VERMONT BUSINESS ROUNDTABLE

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE

a. Name and Address. JEFF WILSON, BURLINGTON, VT
b. Citizenship. US

c. Office held.

BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

MEMBER, HOUSE OF REPRESENTATIVES, VERMONT LEGISLATURE

f. By whom appointed or elected.

VERMONT STATE LEGISLATURE

g. Existing interests

NONE

a. Name and Address. MARK YOUNG, BURLINGTON, VT
b. Citizenship. US

c. Office held.

BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

PRESIDENT AND CEO, FIRST NATIONAL BANK OF ORWELL

f. By whom appointed or elected.

GOVERNOR, STATE OF VERMONT

g. Existing interests

NONE

a. Name and Address. DAVID V. ROSOWSKY, BURLINGTON, VT
b. Citizenship. US

c. Office held.

PROVOST AND SENIOR VP, U. OF VERMONT

d. Percent of interest held.

0.00

e. Principal profession or occupation.

PROVOST AND SENIOR VP, U. OF VERMONT

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE

a. Name and Address. RICHARD CATE, BURLINGTON, VT
b. Citizenship. US

c. Office held.

TREASURER, U. OF VT

d. Percent of interest held.

0.00

e. Principal profession or occupation.

TREASURER, U. OF VT

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE

a. Name and Address. FRANK CIOFFI, BURLINGTON, VT
b. Citizenship. US

c. Office held.

BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

PRESIDENT, GREATER BURLINGTON INDUSTRIAL CORP AND CYNOSURE

f. By whom appointed or elected.

GOVERNOR, STATE OF VERMONT

g. Existing interests

NONE

a. Name and Address. ROBERT CIOFFI
b. Citizenship. US

c. Office held.

CHAIR OF THE BOARD

d. Percent of interest held.

0.00

e. Principal profession or occupation.

VERNTURE PARTNER, ALERION PARTNERS

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE

a. Name and Address. DAVID DAIGLE
b. Citizenship. US

c. Office held.

BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

SENIOR VP, THE CAPITAL GROUP COMPANIES, INC.

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE

a. Name and Address. CAROLYN DWYER, BURLINGTON, VT
b. Citizenship. US

c. Office held.

BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

MANAGEMENT CONSULTANT

f. By whom appointed or elected.

GOVERNOR, STATE OF VERMONT

g. Existing interests

NONE

a. Name and Address. RICHARD GANELLI, M.D., BURLINGTON, VT
b. Citizenship. US

c. Office held.

BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

SENIOR VP AND PROVOST OF HEALTH SCIENCES, LOYOLA UNIV.

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE

a. Name and Address. JOAN LENES, BURLINGTON, VT
b. Citizenship. US

c. Office held.

SECRETARY, BOARD OF TRUSTEES

d. Percent of interest held.

0.00

e. Principal profession or occupation.

MEMBER, VERMONT HOUSE OF REPRESENTATIVES

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE

a. Name and Address. DENNIS MAHONEY, BURLINGTON, VT
b. Citizenship. US

c. Office held.

STUDENT BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

STUDENT, U. OF VT

f. By whom appointed or elected.

ASSOCIATED DIRECTORS FOR APPTMT OF STUDENT TRUSTEES, INC.

g. Existing interests

NONE

a. Name and Address. DEBORAH MCANENY, BURLINGTON, VT
b. Citizenship. US

c. Office held.

VICE CHAIR, BOARD OF TRUSTEES

d. Percent of interest held.

0.00

e. Principal profession or occupation.

DIRECTOR OF KKR FINANCIAL HOLDINGS, LLC

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE

a. Name and Address. ANNE O'BRIEN, BURLINGTON, VT
b. Citizenship. US

c. Office held.

BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

MEMBER, HOUSE OF REPRESENTATIVES

f. By whom appointed or elected.

VERMONT STATE LEGISLATURE

g. Existing interests

NONE

a. Name and Address. DAVID POTTER, BURLINGTON, VT
b. Citizenship. US

c. Office held.

BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

MEMBER, VERMONT HOUSE OF REPRESENTATIVES

f. By whom appointed or elected.

VERMONT STATE LEGISLATURE

g. Existing interests

NONE

a. Name and Address. KESHA RAM, BURLINGTON, VT
b. Citizenship. US

c. Office held.

BOARD MEMBER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

VERMONT LAW SCHOOL

f. By whom appointed or elected.

BOARD OF TRUSTEES

g. Existing interests

NONE




SECTION III - CERTIFICATION


I certify that I am DEPUTY GENERAL COUNSEL

(Official Title)


of UNIVERSITY OF VERMONT

(Exact legal title or name of respondent)


and that I have examined this Report and that to the best of my knowledge and belief, all statements in this Report are true, correct and complete.

(Date of certification must be within 60 days of the date shown in Question 4, Section II and in no event prior to that date.)

Signature
THOMAS MERCURIO
Date
12/23/2013
Telephone Number of Respondent (Include area code) 8026568585


WILLFUL FALSE STATEMENTS ON THIS FORM ARE PUNISHABLE BY FINE AND/OR IMPRISONMENT (U.S. CODE, TITLE 18, SECTION 1001), AND/OR REVOCATION OF ANY STATION LICENSE OR CONSTRUCTION PERMIT (U.S. CODE, TITLE 47, SECTION 312(a)(1)), AND/OR FORFEITURE (U.S. CODE, TITLE 47, SECTION 503).



Exhibits