Federal Communications Commission
Washington, D.C. 20554
Approved by OMB
3060-0084 (June 2002)
FCC 323-E
FOR FCC USE ONLY
 
Ownership Report For Noncommercial Educational Broadcast Station

Read INSTRUCTIONS Before Filling Out Form

FOR COMMISSION USE ONLY
FILE NO.

BOA - 20140203ANI
Section I - General
1. Legal Name of the Licensee/Permittee
THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK
Mailing Address
2920 BROADWAY
MAIL CODE 2612
City
NEW YORK
State or Country (if foreign address)
NY
ZIP Code
10027 -
Telephone Number (include area code)
9172325512
E-Mail Address (if available) 
BY10@COLUMBIA.EDU
FCC Registration Number:
0007148463
Call Sign 
WKCR-FM
Facility ID Number 
68270
2. Contact Representative (if other than Licensee/Permittee)
JOSEPH A GODLES, ESQ
Firm or Company Name
GOLDBERG GODLES WIENER & WRIGHT LLP
Mailing Address
1229 19TH STREET NW
City
WASHINGTON
State or Country (if foreign address)
DC
ZIP Code
20036 - 2413
Telephone Number (include area code)
2024294900
E-Mail Address (if available)
JGODLES@G2W2.COM
3. Name of entity, if other than licensee or permittee, for which report is filed

Mailing Address


City
State or Country (if foreign address)
ZIP Code
-
Telephone Number (include area code)
E-Mail Address (if available)



Section II - Ownership Information

4.
All of the information furnished in this Report is accurate as of 01/20/2014 (Date must comply with 47 C.F.R. Section 73.3615(d), i.e., information must be current within 60 days of filing of this report, when 4(a) below is checked.)

This Report is filed for (check one)
a. Biennial b. Transfer of Control or Assignment of License/Permit c. Other
d. Amendment to pending application


for the following stations:

[Enter Station Information]


Station List


This Report is filed for the following stations:

Call Letters
Facility ID Number
Location (City/State)
Class of service
WKCR-FM 68270 NEW YORK NY FM


5.
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613.   (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject licensee or permittee shall respond.)

[Enter Contract/Instrument Information]


Contracts/Instruments Information


List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject shall respond.)

Description of Contract or Instrument Name of person or organization with whom contract is made Date of Execution (mm/dd/yyyy) Date of Expiration (mm/dd/yyyy)
BY LAWS AND RULES OF ORDER OF THE TRUSTEES 10/10/2010

Description of Contract or Instrument Name of person or organization with whom contract is made Date of Execution (mm/dd/yyyy) Date of Expiration (mm/dd/yyyy)
UNIVERSITY STATUTES 06/20/2013


6.
Is the governing board directly or indirectly under the control of another entity?
Yes No
If Yes, is a separate FCC Form 323-E submitted for such entity?
Yes No
 7.
List officers, members of governing board, and holders of 1% or more ownership interest, if any. Use one column for each individual or entity. Attach supplemental pages, if necessary.
[Enter Owner Information]

Owner Information
List officers, members of governing board, and holders of 1% or more ownership interest, if any. Use one column for each individual or entity. Attach supplemental pages if necessary.
(Read carefully - The numbered items below refer to line numbers in the following table.)
a. Name and address of officer, member of governing board, and holders of 1% or more ownership interest (if other than individual also show name, address and citizenship of natural person authorized to vote the interest). List officers first, then board members, and thereafter, holders of 1% or more ownership interest, if any.
b. Citizenship.
c. Office held.
d. Percent of interest held.
e. Principal profession or occupation.
f. By whom appointed or elected.
g. Existing interests in any other broadcast station, including the nature and size of such interests.
a. Name and Address. KENNETH A. FORDE; P.O. BOX 9205, BRIARCLIFF, NY, 10510
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

PROFESSOR EMERITUS OF CLINICAL SURGERY

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. KYRIAKOS TSAKOPOULOS, PRESIDENT & CEO, AKT DEVELOPMENT CORP., 7700 COLLEGE TOWN DRIVE, STE. 101, SACRAMENTO, CA 95826
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

EXECUTIVE

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. ANN F. KAPLAN; CHAIR, CIRCLE FINANCIAL GROUP, 730 PARK AVENUE, APT. 18C, NEW YORK, NY 10021
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

EXECUTIVE

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. PAUL J. MADDON, 191 FOX MEADOW ROAD, SCARSDALE, NY 10583
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

ENTREPRENEUR

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. JONATHAN D. SCHILLER, MANAGING PARTNER, BOIES, SCHILLER & FLEXNER LLP, 575 LEXINGTON AVE., 7TH FLOOR, NEW YORK, NY 10022
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

ATTORNEY

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. NOAM GOTTESMAN, MANAGING PARTNER, TOMS CAPITAL LLC, 450 WEST 14TH STREET, 13TH FLOOR, NEW YORK, NY 10014
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

INVESTMENT MANAGER

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. JAMES T. HARDEN, 400 EAST 52ND STREET, #2CD, NEW YORK, NY 10022
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

RETIRED EXECUTIVE

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. ANDREW BARTH, DIRECTOR, CAPITAL GROUP COMPANIES, 2200 CHAUCER ROAD, SAN MARINO, CA 91108
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

INVESTMENT MANAGER

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. MARK E. KINGDON; PRESIDENT, KINGDON CAPITAL MANAGEMENT LLC; 152 WEST 57TH STREET, 51ST FLOOR; NEW YORK, NY 10019
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

INVESTMENT MANAGER

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. ROLANDO ACOSTA, ASSOCIATE JUSTICE, APPELLATE DIVISION, FIRST DEPARTMENT NEW YORK STATE SUPREME COURT; 27 MADISON AVENUE, NEW YORK, NY 10010
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

JURIST

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. LISA CARNOY, CO-HEAD, GLOBAL CAPITAL MARKETS, BANK OF AMERICA MERRILL LYNCH; 1 BRYANT PARK, 8TH FLOOR, NEW YORK, NY 10036
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

EXECUTIVE

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. JONATHAN LAVINE, MANAGING DIRECTOR & CHIEF INVESTMENT OFFICER, SANKATY ADVISORS, LLC; JOHN HANCOCK TOWER, 200 CLARENDON STREET, BOSTON, MA 02116
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

EXECUTIVE

f. By whom appointed or elected.

NA

g. Existing interests

MR. LAVINE HAS AN INDIRECT CONTROLLING INTEREST IN THE LICENSES OF WJRT-TV, FLINT, MI, AND WTVG, TOLEDO, OH.

a. Name and Address.
b. Citizenship.

c. Office held.

d. Percent of interest held.

e. Principal profession or occupation.

f. By whom appointed or elected.

g. Existing interests

a. Name and Address. JOSEPH A. GREENAWAY, JR., UNITED STATES CIRCUIT COURT OF APPEALS, U.S. COURTS OF APPEALS FOR THE THIRD CIRCUIT, FEDERAL COURTHOUSE, ROOM 411, NEWARK, NJ 07101
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

JURIST

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. BENJAMIN HOROWITZ, GENERAL PARTNER, ANDREESSEN HOROWITZ, 2865 SAND HILL ROAD, SUITE 101, MENLO PARK, CA 94025
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

VENTURE CAPITALIST

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. CHARLES LI, CHIEF EXECUTIVE, HONG KONG EXCHANGES AND CLEARING LIMITED, 12/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL HK
b. Citizenship. CN

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

EXECUTIVE

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. CLAIRE SHIPMAN, 4828 W STREET, NW, WASHINGTON, DC 20007-1518
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

TV JOURNALIST

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. FAYE WATTLETON; MANAGING DIRECTOR, ALVAREZ AND MARSAL, 300 CENTRAL PARK WEST #15H, NEW YORK, NY 10024
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

EXECUTIVE

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. MICHAEL B. ROTHFELD, MANAGING MEMBER, EAGLE PRODUCTIONS LLC, 200 EAST 69TH STREET, NY, NY 10021
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

PRIVATE EQUITY INVESTOR

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. WILLIAM V. CAMPBELL; CHAIRMAN OF THE BOARD, INTUIT, INC.; 2421 PARK BOULEVARD, SUITE 202B; PALO ALTO, CA 94306
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

EXECUTIVE

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. VIKRAM PANDIT, 310 EAST 53RD STREET, APT. 29C, NEW YORK, NY 10022
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

EXECUTIVE

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. ESTA E. STECHER, 1021 PARK AVENUE, APT 10A, NEW YORK, NY 10028
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

EXECUTIVE

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. ARMEN A. AVANESSIANS, MANAGING DIRECTOR, GOLDMAN SACHS, 200 WEST STREET, 6TH FLOOR, NEW YORK, NY 10282
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

EXECUTIVE

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address. A'LELIA BUNDLES, 4109 GARRISON STREET, NW, WASHINGTON, DC 20016-4223
b. Citizenship. US

c. Office held.

TRUSTEE

d. Percent of interest held.

0.00

e. Principal profession or occupation.

AUTHOR

f. By whom appointed or elected.

NA

g. Existing interests

NA

a. Name and Address.
b. Citizenship.

c. Office held.

d. Percent of interest held.

e. Principal profession or occupation.

f. By whom appointed or elected.

g. Existing interests




SECTION III - CERTIFICATION


I certify that I am SENIOR EXECUTIVE VICE PRESIDENT

(Official Title)


of THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK

(Exact legal title or name of respondent)


and that I have examined this Report and that to the best of my knowledge and belief, all statements in this Report are true, correct and complete.

(Date of certification must be within 60 days of the date shown in Question 4, Section II and in no event prior to that date.)

Signature
ROBERT KASDIN
Date
02/03/2014
Telephone Number of Respondent (Include area code) 2128549967


WILLFUL FALSE STATEMENTS ON THIS FORM ARE PUNISHABLE BY FINE AND/OR IMPRISONMENT (U.S. CODE, TITLE 18, SECTION 1001), AND/OR REVOCATION OF ANY STATION LICENSE OR CONSTRUCTION PERMIT (U.S. CODE, TITLE 47, SECTION 312(a)(1)), AND/OR FORFEITURE (U.S. CODE, TITLE 47, SECTION 503).



Exhibits