Federal Communications Commission
Washington, D.C. 20554
Approved by OMB
3060-0084 (June 2002)
FCC 323-E
FOR FCC USE ONLY
 
Ownership Report For Noncommercial Educational Broadcast Station

Read INSTRUCTIONS Before Filling Out Form

FOR COMMISSION USE ONLY
FILE NO.

BOA - 20141024ACU
Section I - General
1. Legal Name of the Licensee/Permittee
REGENTS OF THE UNIVERSITY OF MINNESOTA
Mailing Address
330 21ST AVE SOUTH
610 RARIG CTR.
City
MINNEAPOLIS
State or Country (if foreign address)
MN
ZIP Code
55455 -
Telephone Number (include area code)
6126253500
E-Mail Address (if available) 
RADIOK@UMN.EDU
FCC Registration Number:
0004196283
Call Sign 
Facility ID Number 
122699
2. Contact Representative (if other than Licensee/Permittee)
BARRY S. PERSH
Firm or Company Name
GRAY MILLER PERSH LLP
Mailing Address
1200 NEW HAMPSHIRE AVE., NW
City
WASHINGTON
State or Country (if foreign address)
DC
ZIP Code
20036 -
Telephone Number (include area code)
2027762458
E-Mail Address (if available)
BPERSH@GRAYMILLERPERSH.COM
3. Name of entity, if other than licensee or permittee, for which report is filed
REGENTS OF THE UNIVERSITY OF MINNESOTA
Mailing Address
610 RARIG CTR, 330 21ST AVE SOUTH

City
MINNEAPOLIS
State or Country (if foreign address)
MN
ZIP Code
55455 -
Telephone Number (include area code)
6126253500
E-Mail Address (if available)



Section II - Ownership Information

4.
All of the information furnished in this Report is accurate as of 10/09/2014 (Date must comply with 47 C.F.R. Section 73.3615(d), i.e., information must be current within 60 days of filing of this report, when 4(a) below is checked.)

This Report is filed for (check one)
a. Biennial b. Transfer of Control or Assignment of License/Permit c. Other
d. Amendment to pending application


for the following stations:

[Enter Station Information]


Station List


This Report is filed for the following stations:

Call Letters
Facility ID Number
Location (City/State)
Class of service
KUOM 69337 MINNEAPOLIS MN AM

Call Letters
Facility ID Number
Location (City/State)
Class of service
KUMD-FM 55571 DULUTH MN FM

Call Letters
Facility ID Number
Location (City/State)
Class of service
KUMM 69219 MORRIS MN FM

Call Letters
Facility ID Number
Location (City/State)
Class of service
KUOM-FM 122699 ST. LOUIS PARK MN FM


5.
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613.   (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject licensee or permittee shall respond.)

[Enter Contract/Instrument Information]



6.
Is the governing board directly or indirectly under the control of another entity?
Yes No
If Yes, is a separate FCC Form 323-E submitted for such entity?
Yes No
 7.
List officers, members of governing board, and holders of 1% or more ownership interest, if any. Use one column for each individual or entity. Attach supplemental pages, if necessary.
[Enter Owner Information]

Owner Information
List officers, members of governing board, and holders of 1% or more ownership interest, if any. Use one column for each individual or entity. Attach supplemental pages if necessary.
(Read carefully - The numbered items below refer to line numbers in the following table.)
a. Name and address of officer, member of governing board, and holders of 1% or more ownership interest (if other than individual also show name, address and citizenship of natural person authorized to vote the interest). List officers first, then board members, and thereafter, holders of 1% or more ownership interest, if any.
b. Citizenship.
c. Office held.
d. Percent of interest held.
e. Principal profession or occupation.
f. By whom appointed or elected.
g. Existing interests in any other broadcast station, including the nature and size of such interests.
a. Name and Address. LAURA BROD, 28758 141ST AVE, NEW PRAGUE, MN 56071
b. Citizenship. US

c. Office held.

REGENT

d. Percent of interest held.

0.00

e. Principal profession or occupation.

PRESIDENT AND CEO OF MAIN STREET STRATEGIC

f. By whom appointed or elected.

LEGISLATURE

g. Existing interests

NA

a. Name and Address. CLYDE E. ALLEN, JR., 318 44TH AVENUE SOUTH, MOORHEAD, MN 56560
b. Citizenship. US

c. Office held.

REGENT

d. Percent of interest held.

0.00

e. Principal profession or occupation.

VP & TREASURER, CONCORDIA COLLEGE, MOORHEAD, MN

f. By whom appointed or elected.

LEGISLATURE

g. Existing interests

NA

a. Name and Address. LINDA COHEN, 2402 OAKLAND ROAD, MINNETONKA, MN 55305
b. Citizenship. US

c. Office held.

REGENT

d. Percent of interest held.

0.00

e. Principal profession or occupation.

PSYCHOLOGIST

f. By whom appointed or elected.

LEGISLATURE

g. Existing interests

NA

a. Name and Address. THOMAS DEVINE, CHANHASSEN, MN
b. Citizenship. US

c. Office held.

REGENT

d. Percent of interest held.

0.00

e. Principal profession or occupation.

EXECUTIVE VP, THE DAVID AGENCY INSURANCE CO.

f. By whom appointed or elected.

LEGISLATURE

g. Existing interests

NA

a. Name and Address. DAVID MCMILLAN, 2724 GREYSOLON RD, DULUTH, MN 55812
b. Citizenship. US

c. Office held.

REGENT

d. Percent of interest held.

0.00

e. Principal profession or occupation.

EXECUTIVE VP FOR MINNESOTA POWER

f. By whom appointed or elected.

LEGISLATURE

g. Existing interests

NA

a. Name and Address. PEGGY E. LUCAS, MINNEAPOLIS, MN
b. Citizenship. US

c. Office held.

REGENT

d. Percent of interest held.

0.00

e. Principal profession or occupation.

FOUNDER AND PARTNER IN BRIGHTON DEVELOPMENT

f. By whom appointed or elected.

LEGISLATURE

g. Existing interests

NA

a. Name and Address. DAVID LARSON, 1055 E WAYZATA BLVD, STE 321, WAYZATA, MN 55391
b. Citizenship. US

c. Office held.

REGENT

d. Percent of interest held.

0.00

e. Principal profession or occupation.

RETIRED EXECUTIVE VP FOR CARGILL, INC

f. By whom appointed or elected.

LEGISLATURE

g. Existing interests

NA

a. Name and Address. RICHARD BEESON, 2300 COMO AVENUE, ST. PAUL, MN 55108
b. Citizenship. US

c. Office held.

REGENT, CHAIR OF THE BOARD

d. Percent of interest held.

0.00

e. Principal profession or occupation.

EXECUTIVE VP, SUNRISE BANKS

f. By whom appointed or elected.

LEGISLATURE

g. Existing interests

NA

a. Name and Address. JOHN FROBENIUS, 3008 DUNBAR ROAD, ST. CLOUD, MN 56301
b. Citizenship. US

c. Office held.

REGENT

d. Percent of interest held.

0.00

e. Principal profession or occupation.

RETIRED HOSPITAL ADMINISTRATOR

f. By whom appointed or elected.

LEGISLATURE

g. Existing interests

NA

a. Name and Address. PATRICIA SIMMONS, 2505 HILLSIDE LANE SW, ROCHESTER, MN 55902
b. Citizenship. US

c. Office held.

REGENT

d. Percent of interest held.

0.00

e. Principal profession or occupation.

PHYSICIAN AND PROFESSOR AT MAYO CLINIC

f. By whom appointed or elected.

LEGISLATURE

g. Existing interests

NA

a. Name and Address. DEAN JOHNSON, 3009 EAGLE RIDGE DR E, WILLMAR, MN 56201
b. Citizenship. US

c. Office held.

REGENT, VICE CHAIR OF THE BOARD

d. Percent of interest held.

0.00

e. Principal profession or occupation.

PASTOR

f. By whom appointed or elected.

LEGISLATURE

g. Existing interests

NA

a. Name and Address. ABDUL M. OMARI, MINNEAPOLIS, MN
b. Citizenship. US

c. Office held.

REGENT

d. Percent of interest held.

0.00

e. Principal profession or occupation.

DOCTORATE STUDENT

f. By whom appointed or elected.

LEGISLATURE

g. Existing interests

NA

a. Name and Address. ERIC KALER, 200 OAK ST SE, 600 MCNAMARA, MINNEAPOLIS, MN 55455
b. Citizenship. US

c. Office held.

PRESIDENT OF THE UNIVERSITY OF MINNESOTA

d. Percent of interest held.

0.00

e. Principal profession or occupation.

EDUCATION

f. By whom appointed or elected.

BOARD OF REGENTS

g. Existing interests

NA

a. Name and Address. RICHARD PFUTZENREUTER, 336 MORRILL HALL, 100 CHURCH ST SE, MINNEAPOLIS, MN 55455
b. Citizenship. US

c. Office held.

TREASURER

d. Percent of interest held.

0.00

e. Principal profession or occupation.

VICE PRESIDENT AND CFO OF THE UNIVERSITY OF MINNESOTA

f. By whom appointed or elected.

PRESIDENT AND BOARD OF REGENTS

g. Existing interests

NA

a. Name and Address. BRIAN STEEVES, 200 OAK ST SE, 600 MCNAMARA, MINNEAPOLIS, MN
b. Citizenship. US

c. Office held.

SECRETARY

d. Percent of interest held.

0.00

e. Principal profession or occupation.

CORPORATE SECRETARY FOR UNIVERSITY OF MINNESOTA

f. By whom appointed or elected.

BOARD OF REGENTS

g. Existing interests

NA

a. Name and Address. REGENTS OF THE UNIVERSITY OF MINNESOTA, 600 MCNAMARA ALUMNI CENTER, 200 OAK STREET S.E. MINNEAPOLIS, MN 55455
b. Citizenship. NA

c. Office held.

ENTITY

d. Percent of interest held.

100.00

e. Principal profession or occupation.

NA

f. By whom appointed or elected.

NA

g. Existing interests

NA




SECTION III - CERTIFICATION


I certify that I am VP & CHIEF FINANCIAL OFFICER/TREASURER

(Official Title)


of REGENTS OF THE UNIVERSITY OF MINNESOTA

(Exact legal title or name of respondent)


and that I have examined this Report and that to the best of my knowledge and belief, all statements in this Report are true, correct and complete.

(Date of certification must be within 60 days of the date shown in Question 4, Section II and in no event prior to that date.)

Signature
RICHARD H. PFUTZENREUTER III
Date
10/15/2014
Telephone Number of Respondent (Include area code) 6126254517


WILLFUL FALSE STATEMENTS ON THIS FORM ARE PUNISHABLE BY FINE AND/OR IMPRISONMENT (U.S. CODE, TITLE 18, SECTION 1001), AND/OR REVOCATION OF ANY STATION LICENSE OR CONSTRUCTION PERMIT (U.S. CODE, TITLE 47, SECTION 312(a)(1)), AND/OR FORFEITURE (U.S. CODE, TITLE 47, SECTION 503).



Exhibits