9. |
(a.) |
List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
[Enter Owner Information]
Owner Information
List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
(Read carefully - The numbered items below refer to line numbers in the following table.) |
1. Name and address of respondent and each party to the respondent holding an attributable interest (if other than individual also show name, address and citizenship of natural person authorized to vote the stock or holding the attributable interest). List the respondent first, officers next, then directors and, thereafter, remaining stockholders and other entities with attributable interests, and partners.
2. Gender (male or female).
3. Ethnicity (check one).
4. Race (select one or more).
5. Citizenship. 6. Positional interest: Officer, director, general partner, limited partner, LLC member, investor/creditor attributable under the Commission's equity/debt plus standard, etc.
7. Percentage of votes.
8. Percentage of total assets (equity debt plus).
|
1. Name and Address |
JEFFREY H. SMULYAN, EMMIS COMMUNICATIONS CORPORATION, 40 MONUMENT CIRCLE, SUITE 700, INDIANAPOLIS, IN 46204 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
CHAIRMAN OF THE BOARD/PRESIDENT/CEO DIRECTOR |
7. Percentage of votes |
55.00 |
8. Percentage of total assets (equity debt plus) |
55.00 |
1. Name and Address |
DOYLE L. ROSE, EMMIS COMMUNICATIONS CORPORATION 15821 VENTURA BLVD. SUITE 685, ENCINO, CA 91436 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
RADIO DIVISION PRESIDENT/DIRECTOR |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
RICHARD F. CUMMINGS, EMMIS COMMUNICATIONS CORPORATION, 15821 VENTURA BLVD. SUITE 685 ENCINO, CA 91436 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
EXECUTIVE VICE PRESIDENT- PROGRAMMING |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
GARY L. KASEFF, EMMIS COMMUNICATIONS CORPORATION, 15823 VENTURA BLVD. SUITE 685, ENCINO, CA 91436 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
EXECUTIVE VICE PRESIDENT/GENERAL COUNSEL/ |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
WALTER Z. BERGER, EMMIS COMMUNICATIONS CORPORATION, 40 MONUMENT CIRCLE, SUITE 700, INDIANAPOLIS, IN 46204 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
EXECUTIVE VICE PRESIDENT/CFO/TREASURER/DIRECTOR |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
NORMAN H. GURWITZ, EMMIS COMMUNICATIONS CORPORATION, 40 MONUMENT CIRCLE, SUITE 700, INDIANAPOLIS, IN 46204 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
EXECUTIVE VICE PRESIDENT - HUMAN RESOURCES/SECRETARY |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
RANDY BONGARTEN, EMMIS COMMUNICATIONS CORPORATION, 40 MONUMENT CIRCLE, SUITE 700, INDIANAPOLIS, IN 46204 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
PRESIDENT - TELEVISION DIVISION |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
GARY R. THOE, EMMIS COMMUNICATIONS CORPORATION, 40 MONUMENT CIRCLE, SUITE 700, INDIANAPOLIS, IN 46204 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
SENIOR VICE PRESIDENT AND COO-PUBLISHING |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
DEBORAH PAUL, EMMIS COMMUNICATIONS CORPORATION, 40 MONUMENT CIRCLE, SUITE 700, INDIANAPOLIS, IN 46204 |
2. Gender (male or female) |
Female
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
SENIOR VICE PRESIDENT/EDITORAL DIRECTOR-PUBLISHING |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
JACK N. MARSELLA, EMMIS COMMUNICATIONS CORPORATION, 40 MONUMENT CIRCLE, SUITE 700, INDIANAPOLIS, IN 46204 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
SENIOR VICE PRESIDENT/DIRECTOR OF SALES/MARKETING-PUBLISHING |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
J. SCOTT ENRIGHT, EMMIS COMMUNICATIONS CORPORATION, 40 MONUMENT CIRCLE, SUITE 700, INDIANAPOLIS, IN 46204 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
VICE PRESIDENT/ASSOCIATE GENERAL COUNSEL/ASSISTANT SECRETARY |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
CURTIS E. TAYLOR, EMMIS COMMUNICATIONS CORPORATION, 40 MONUMENT CIRCLE, SUITE 700, INDIANAPOLIS, IN 46204 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
VICE PRESIDENT-INFORMATION SYSTEMS |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
MIKE MCKINNON, EMMIS COMMUNICATIONS CORPORATION, 40 MONUMENT CIRCLE, SUITE 700, INDIANAPOLIS, IN 46204 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
VICE PRESIDENT-ENGINEERING |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
BRUCE S. LEDOUX, EMMIS COMMUNICATIONS CORPORATION, 40 MONUMENT CIRCLE, SUITE 700, INDIANAPOLIS, IN 46204 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
VICE PRESIDENT-ACCOUNTING |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
DAVID R. NEW COMER, EMMIS COMMUNICATIONS CORPORATION, 40 MONUMENT CIRCLE, SUITE 700, INDIANAPOLIS, IN 46204 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
VICE PRESIDENT - FINANCE |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
JOHN S. NELSON, EMMIS COMMUNICATIONS CORPORATION, 40 MONUMENT CIRCLE, SUITE 700, INDIANAPOLIS, IN 46204 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
VICE PRESIDENT OF HUMAN RESOURCES |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
CHERYL ACKERMAN, EMMIS COMMUNICATIONS CORPORATION, 40 MONUMENT CIRCLE, SUITE 700, INDIANAPOLIS, IN 46204 |
2. Gender (male or female) |
Female
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
ASSISTANT TREASURER |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
RONALD E. ELBERGER, BOSE MCKINNEY & EVANS LLP, 135 N. PENNSYLVANIA ST. #2700 INDIANAPOLIS, IN 46204 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
VICE PRESIDENT/LITIGATION COUNSEL/ASSISTANT SECRETARY |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
DAVID L. WILLS, BOSE MCKINNEY & EVANS LLP, 135 N. PENNSYLVANIA ST. #2700, INDIANAPOLIS, IN 46204 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
ASSISTANT SECRETARY |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
SUSAN B. BAYH, 5170 TILDEN, N.W. WASHINGTON, DC 20016 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
GREY NATHANSON, 951 MANNING AVENUE, LOS ANGELES CA 90024 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
FRANK V. SICA, SOROS FUND MANAGEMENT, 888 7TH AVENUE, NEW YORK, NY 10106 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
1. Name and Address |
LAWRENCE SORREL, WELSH, CARSON, ANDERSON & STOWE, 320 PARK AVENUE, SUITE 2500 NEW YORK, NY 10022-6815 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR |
7. Percentage of votes |
1.00 |
8. Percentage of total assets (equity debt plus) |
1.00 |
|
(b) |
Respondent certifies that equity and financial interests not set forth in response to Question 9(a) are non-attributable. |
Yes No
N/A
See Explanation in
[Exhibit 2]
|
(c) |
Is the respondent or any party holding an attributable interest in the respondent also the holder of an attributable interest in any other broadcast station or in any cable or newspaper entities in the same market or with overlapping signals in the same broadcast service, as described in 47 C.F.R. Sections 73.3555 and 76.501? |
Yes No |
If "Yes", submit an Exhibit identifying the holder of that other attributable interest, listing the call signs, locations and facilities identifiers of such other broadcast stations, and describing the nature and size of the ownership interest and the positions held in the other broadcast, cable or newspaper entities. |
[Exhibit 3] |
(d) |
Are any of the individuals listed in response to Question 9(a) related as parent-child, husband-wife, brothers and sisters?
|
Yes No
|
|
If "Yes", submit an Exhibit setting forth full information as to the family relationship
|
[Exhibit 4]
|
(e) |
Is respondent seeking an attribution exemption for any officer or director with duties unrelated to the licensee or permittee?
If "Yes", submit an Exhibit identifying that individual by name and title, fully describing that individual's duties and responsibilities, and explaining why that individual should not be attributed an interest.
|
Yes No
[Exhibit 5]
|
|