7. |
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject licensee or permittee shall respond.)
[Enter Contract/Instrument Information]
Contracts/Instruments Information
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject shall respond.)
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SEVENTH AMENDMENT TO CREDIT AGREEMENT |
REGENT COMMUNICATIONS, INC., THE FINANCIAL INSTITUTIONS LISTED HEREIN, GENERAL ELECTRIC CAPITAL CORPORATION, BANK OF MONTREAL, CHICAGO BRANCH, AND CREDIT SUPPORT PARTIES LISTED HEREIN |
06/30/1999 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SIXTH AMENDMENT TO CREDIT AGREEMENT |
REGENT COMMUNICATIONS, INC., THE FINANCIAL INSTITUTIONS LISTED HEREIN, GENERAL ELECTRIC CAPITAL CORPORATION, BANK OF MONTREAL, CHICAGO BRANCH, AND CREDIT SUPPORT PARTIES LISTED HEREIN |
02/24/1999 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
ARTICLES OF INCORPORATION |
REGENT COMMUNICATIONS, INC. |
06/11/1998 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
BYLAWS |
REGENT COMMUNICATIONS, INC. |
|
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
CREDIT AGREEMENT |
REGENT COMMUNICATIONS, INC., THE FINANCIAL INSTITUTIONS LISTED ON THE SIGNATURE PAGES, GENERAL ELECTRIC CAPITAL CORPORATION, BANK OF MONTREAL, CHICAGO BRANCH |
11/14/1997 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
FIRST AMENDMENT TO CREDIT AGREEMENT |
REGENT COMMUNICATIONS, INC., THE FINANCIAL INSTITUTIONS LISTED ON THE SINGATURE PAGES, GENERAL ELECTRIC CAPITAL CORPORATION, BANK OF MONTREAL, CHICAGO BRANCH |
02/16/1998 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SECOND AMENDMENT AND LIMITED WAIVER TO CREDIT AGREEMENT |
REGENT COMMUNICATIONS, INC., THE FINANCIAL INSTITUTIONS LISTED ON THE SIGNATURE PAGES, GENERAL ELECTRIC CAPITAL CORPORATION, BANK OF MONTREAL, CHICAGO BRANCH |
06/10/1998 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
THIRD AMENDMENT TO CREDIT AGREEMENT |
REGENT COMMUNICATIONS, INC., THE FINANCIAL INSTITUTIONS LISTED ON THE SIGNATURE PAGES, GENERAL ELECTRIC CAPITAL CORPORATION, BANK OF MONTREAL, CHICAGO BRANCH |
06/10/1998 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
|
|
|
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
FOURTH AMENDMENT, LIMITED CONSENT AND LIMITED WAIVER TO CREDIT AGREEMENT, FIRST AMENDMENT TO SUBSIDIARY GUARANTY AND FIRST AMENDMENT TO PLEDGE AND SECURITY AGREEMENT |
REGENT COMMUNICATIONS, INC., THE FINANCIAL INSTITUTIONS LISTED ON THE SIGNATURE PAGES, GENERAL ELECTRIC CAPITAL CORPORATION, BANK OF MONTREAL, CHICAGO BRANCH |
10/16/1998 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
FIFTH AMENDMENT TO CREDIT AGREEMENT |
REGENT COMMUNICATIONS, INC., THE FINANCIAL INSTITUTIONS LISTED ON THE SIGNATURE PAGES, GENERAL ELECTRIC CAPITAL CORPORATION, BANK OF MONTREAL, CHICAGO BRANCH |
11/23/1998 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SUBSIDAIRY GUARANTY |
IN FAVOR AND FOR THE BENEFIT OF BANK OF MONTREAL, CHICAGO BRANCH |
11/14/1997 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
PLEDGE AND SECURITY AGREEMENT |
REGENT COMMUNICATIONS, INC., DIRECT AND INDIRECT WHOLLY-OWNED SUBSIDIARIES OF COMPANY LIST ON THE SIGNATURE PAGES, AND BANK OF MONTREAL, CHICAGO BRANCH |
11/14/1997 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
JACOBS GAURANTY |
TERRY S. JACOBS AND BANK OF MONTREAL, CHICAGO BRANCH |
11/14/1997 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
CREDIT AGREEMENT |
REGENT BROADCASTING, INC., REGENT COMMUNICATIONS, INC., FLEET NATIONAL BANK, US BANK, NATIONAL ASSOCIATION, WACHOVIA BANK, NATIONAL ASSOCIATION AND SUNTRUST BANK |
06/30/2003 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
AMNITIES AGREEMENT NO. 1 AND AMENDMENT NO. 1 TO CREDIT AGREEMENT |
|
01/27/2000 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SUBSIDIARY GUARANTY AGREEMENT |
|
01/27/2000 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
PLEDGE AGREEMENT |
AMONG THE SUBSIDIARIES OF THE PARENT COMPANY OR OF THE BORROWER AND FLEET NATIONAL BANK |
06/30/2003 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SECURITY AGREEMENT |
REGENT COMMUNICATIONS, INC., REGENT BROADCASTING, INC., THE SUBSIDIARIES OF THE PARENT COMPANY OR OF THE BORROWER, AND FLEET NATIONAL BANK |
06/30/2003 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
OMNIBUS AMENDMENT NO. 1 AND AMENDMENT NO. 1 TO CREDIT AGREEMENT |
|
02/04/2000 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
AMENDMENT NO. 2 AND CONSENT TO CREDIT AGREEMENT |
|
02/04/2000 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
AMENDED AND RESTATED DISCLOSURE SCHEDULES TO THE PLEDGE AGREEMENT |
|
12/29/2000 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
AMENDED AND RESTATED DISCLOSURE SCHEDULES TO THE CREDIT AGREEMENT |
|
08/23/2000 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
AMENDED AND RESTATED DISCLOSURE SCHEDULES TO THE SECURITY AGREEMENT |
|
12/29/2000 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
TRADEMARK SECURITY AGREEMENT |
|
12/07/2001 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
GUARANTOR SUPPLEMENT |
|
12/07/2001 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
AMENDED AND RESTATED SECURITY AGREEMENT SCHEDULES |
|
12/07/2001 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
AMENDED AND RESTATED PLEDGE AGREEMENT SCHEDULES |
|
12/07/2001 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
AMENDED AND RESTATED DISCLOSURE SCHEDULE |
|
12/07/2001 |
|
|
|
9. |
(a.) |
List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
[Enter Owner Information]
Owner Information
List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
(Read carefully - The numbered items below refer to line numbers in the following table.) |
1. Name and address of respondent and each party to the respondent holding an attributable interest (if other than individual also show name, address and citizenship of natural person authorized to vote the stock or holding the attributable interest). List the respondent first, officers next, then directors and, thereafter, remaining stockholders and other entities with attributable interests, and partners.
2. Gender (male or female).
3. Ethnicity (check one).
4. Race (select one or more).
5. Citizenship. 6. Positional interest: Officer, director, general partner, limited partner, LLC member, investor/creditor attributable under the Commission's equity/debt plus standard, etc.
7. Percentage of votes.
8. Percentage of total assets (equity debt plus).
|
1. Name and Address |
REGENT COMMUNICATIONS, INC., 100 E. RIVERCENTER BLVD. 9TH FL., COVINGTON, KY 41011 |
2. Gender (male or female) |
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
RESPONDENT |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
JFP HOLDINGS, LTD., 6561 MADEIRA DRIVE, CINCINNATI, OH 45243 |
2. Gender (male or female) |
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
STOCKHOLDER |
7. Percentage of votes |
0.01 |
8. Percentage of total assets (equity debt plus) |
0.01 |
1. Name and Address |
BLUE CHIP CAPITAL FUND III LIMITED PARTNERSHIP, 1100 CHIQUITA CENTER, 250 EAST 5TH ST. CINCINNATI, OH 45202 |
2. Gender (male or female) |
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
STOCKHOLDER |
7. Percentage of votes |
1.21 |
8. Percentage of total assets (equity debt plus) |
1.21 |
1. Name and Address |
WALLER-SUTTON MEDIA PARTNERS, L.P., C/O WALLER-SUTTON MANAGEMENT GROUP, 1 ROCKEFELLER PLAZA, SUITE 3300, NEW YORK, NY 10020 |
2. Gender (male or female) |
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
STOCKHOLDER |
7. Percentage of votes |
5.36 |
8. Percentage of total assets (equity debt plus) |
5.36 |
1. Name and Address |
WPG CORPORATE DEVELOPMENT ASSOCIATES V (OVERSEAS) L.P., C/O WEISS, PECK & GRIER, L.L.C., 1 NEW YORK PLAZA, 30TH FL., NEW YORK, NY 10004 |
2. Gender (male or female) |
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
CI |
6. Positional Interest |
STOCKHOLDER |
7. Percentage of votes |
0.82 |
8. Percentage of total assets (equity debt plus) |
0.82 |
1. Name and Address |
RIVER CITIES CAPITAL FUND LIMITED PARTNERSHIP, 221 EAST 4TH STREET #1900, CINCINNATI, OH 45202 |
2. Gender (male or female) |
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
STOCKHOLDER |
7. Percentage of votes |
0.08 |
8. Percentage of total assets (equity debt plus) |
0.08 |
1. Name and Address |
WPG CORPORATE DEVELOPMENT ASSOCIATES V, L.L.C., C/O WEISS, PECK & GRIER, L.L.C., 1 NEW YORK PLAZA, 30TH FLOOR, NEW YORK, NY 10004 |
2. Gender (male or female) |
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
STOCKHOLDER |
7. Percentage of votes |
5.30 |
8. Percentage of total assets (equity debt plus) |
5.30 |
1. Name and Address |
BLUE CHIP CAPITAL FUND II LIMITED PARTNERSHIP, 1100 CHIQUITA CENTER, 250 EAST 5TH STREET, CINCINNATI, OH 45202 |
2. Gender (male or female) |
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
STOCKHOLDER |
7. Percentage of votes |
5.12 |
8. Percentage of total assets (equity debt plus) |
5.12 |
1. Name and Address |
MIAMI VALLEY VENTURE FUND, L.P., C/O BLUE CHIP CAPITAL FUND, L.P., 1100 CHIQUITA CENTER, 250 EAST 5TH STREET, CINCINNATI, OH 45202 |
2. Gender (male or female) |
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
STOCKHOLDER |
7. Percentage of votes |
0.65 |
8. Percentage of total assets (equity debt plus) |
0.65 |
1. Name and Address |
TERRY S. JACOBS, 6561 MADEIRA HILLS DRIVE, CINCINNATI, OH 45243 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR/CHAIRMAN OF THE BOARD/CEO/TREASURER |
7. Percentage of votes |
1.08 |
8. Percentage of total assets (equity debt plus) |
1.08 |
1. Name and Address |
WILLIAM L. STAKELIN, 1870 MADISON ROAD, CINCINNATI, OH 45206 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR/PRESIDENT/COO/SECRETARY |
7. Percentage of votes |
0.35 |
8. Percentage of total assets (equity debt plus) |
0.35 |
1. Name and Address |
MATTHEW YEOMAN, 100 E. RIVERCENTER BLVD. 9TH FL., COVINGTON, KY 41011 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
VICE PRESIDENT-FINANCE/ASSISTANT SECRETARY |
7. Percentage of votes |
0.01 |
8. Percentage of total assets (equity debt plus) |
0.01 |
1. Name and Address |
CHRISTINA TENHUNDFELD 100 E. RIVERCENTER BLVD. 9TH FL., COVINGTON, KY 41011 |
2. Gender (male or female) |
Female
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
ASSISTANT SECRETARY |
7. Percentage of votes |
0.01 |
8. Percentage of total assets (equity debt plus) |
0.01 |
1. Name and Address |
FRED. L. MURR, C/O REGENT COMMUNICATIONS, INC., 100 E. RIVERCENTER BLVD. 9TH FL., COVINGTON, KY 41011 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
SENIOR VICE PRESIDENT, OPERATIONS |
7. Percentage of votes |
0.02 |
8. Percentage of total assets (equity debt plus) |
0.02 |
1. Name and Address |
ANTHONY A. VASCONCELLOS, C/O REGENT COMMUNICATIONS, INC. 100 E. RIVERCENTER BLVD. 9TH FL., COVINGTON, KY 41011 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
SENIOR VICE PRESIDENT/CFO |
7. Percentage of votes |
0.03 |
8. Percentage of total assets (equity debt plus) |
0.03 |
1. Name and Address |
R. GLEN MAYFIELD, C/O RIVERCITIES CAPITAL FUND, 221 E. FOURTH STREET, SUITE 190, CINCINNATI, OH 45202 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR |
7. Percentage of votes |
0.06 |
8. Percentage of total assets (equity debt plus) |
0.06 |
1. Name and Address |
JOEL M. FAIRMAN, 333 GLEN HEAD ROAD, OLD BROOKVILLE, NY 11545 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
VICE CHAIRMAN/DIRECTOR |
7. Percentage of votes |
0.51 |
8. Percentage of total assets (equity debt plus) |
0.51 |
1. Name and Address |
WILLIAM H. INGRAM, C/O WALLER-SUTTON MANAGEMENT GROUP, 1 ROCKEFELLER PLAZA, #3300, NEW YORK, NY 10020 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR |
7. Percentage of votes |
0.22 |
8. Percentage of total assets (equity debt plus) |
0.22 |
1. Name and Address |
JOHN H. WYANT C/O BLUE CHIP CAPITAL FUND, 1100 CHIQUITA CENTER, 250 EAST 5TH ST., CINCINNATI, OH 45202 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR |
7. Percentage of votes |
0.02 |
8. Percentage of total assets (equity debt plus) |
0.02 |
1. Name and Address |
RICHARD H. PATTERSON, C/O WALLER-SUTTON MEDIA PARTNERS, 10 TOWNE SQUARE, SUITE 200, CHATHAM, NJ 07928 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
WILLIAM P. SUTTER, 333 RICHMOND, KENILWORTH, IL 60043 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR |
7. Percentage of votes |
0.06 |
8. Percentage of total assets (equity debt plus) |
0.06 |
1. Name and Address |
HENDRICK HARTONG, C/O BRYNWOOD PARTNERS, 8 SOUTH SHORE DRIVE, SUITE 265, GREENWICH, CT 06830 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
DIRECTOR |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
ROBERT MOODY, 100 E. RIVERCENTER BLVD., 9TH FLOOR, COVINGTON, KY 41011 |
2. Gender (male or female) |
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
VICE PRESIDENT OF PROGRAMMING |
7. Percentage of votes |
0.01 |
8. Percentage of total assets (equity debt plus) |
0.01 |
1. Name and Address |
ROBERT E. ALLEN, JR., 100 E. RIVERCENTER BLVD., 9TH FLOOR, COVINGTON, KY 41011 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
VICE PRESIDENT OF ACCOUNTING AND FINANCIAL REPORTING |
7. Percentage of votes |
0.01 |
8. Percentage of total assets (equity debt plus) |
0.01 |
1. Name and Address |
DAVID J. REMUND, 100 E. RIVERCENTER BLVD., 9TH FL., COVINGTON, KY 41011 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
VICE PRESIDENT OF ENGINEERING |
7. Percentage of votes |
0.02 |
8. Percentage of total assets (equity debt plus) |
0.02 |
|
(b) |
Respondent certifies that equity and financial interests not set forth in response to Question 9(a) are non-attributable. |
Yes No
N/A
See Explanation in
[Exhibit 2]
|
(c) |
Is the respondent or any party holding an attributable interest in the respondent also the holder of an attributable interest in any other broadcast station or in any cable or newspaper entities in the same market or with overlapping signals in the same broadcast service, as described in 47 C.F.R. Sections 73.3555 and 76.501? |
Yes No |
If "Yes", submit an Exhibit identifying the holder of that other attributable interest, listing the call signs, locations and facilities identifiers of such other broadcast stations, and describing the nature and size of the ownership interest and the positions held in the other broadcast, cable or newspaper entities. |
[Exhibit 3] |
(d) |
Are any of the individuals listed in response to Question 9(a) related as parent-child, husband-wife, brothers and sisters?
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Yes No
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If "Yes", submit an Exhibit setting forth full information as to the family relationship
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[Exhibit 4]
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(e) |
Is respondent seeking an attribution exemption for any officer or director with duties unrelated to the licensee or permittee?
If "Yes", submit an Exhibit identifying that individual by name and title, fully describing that individual's duties and responsibilities, and explaining why that individual should not be attributed an interest.
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Yes No
[Exhibit 5]
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