Federal Communications Commission
Washington, D.C. 20554
Approved by OMB
3060-0010 (June 2002)
FCC 323
FOR FCC USE ONLY
 
OWNERSHIP REPORT FOR COMMERCIAL BROADCAST STATIONS

Read INSTRUCTIONS Before Filling Out Form

FOR COMMISSION USE ONLY
FILE NO.

BOA - 20031118ACU
Section I - General Information
1. Legal Name of the Applicant 
SARTELL FM, INC.
Mailing Address
100 E. RIVERCENTER BLVD.
9TH FLOOR
City
COVINGTON
State or Country (if foreign address)
KY
ZIP Code
41011 -
Telephone Number (include area code)
8592920030
E-Mail Address (if available) 
FCC Registration Number:
0005679675
Call Sign 
Facility ID Number 
59149
2. Contact Representative (if other than Licensee/Permittee)
RAYMOND B. GROCHOWSKI
Firm or Company Name
LATHAM & WATKINS LLP
Telephone Number (include area code)
2026372200
E-Mail Address (if available)
RAY.GROCHOWSKI@LW.COM
3. Name of entity, if other than licensee or permittee, for which report is filed
REGENT COMMUNICATIONS, INC.
Mailing Address
100 E. RIVERCENTER BLVD.
9TH FLOOR

City
COVINGTON
State or Country (if foreign address)
KY
ZIP Code
41011 -
Telephone Number (include area code)
8592920030
E-Mail Address (if available)
4. If this application has been submitted without a fee, indicate reason for fee exemption (see 47 C.F.R. Section 1.1114):
Governmental Entity Fee-exempt Report Other
N/A (Fee Required)



Section II - Ownership Information

5.

a. Biennial b. Transfer of Control or Assignment of License/Permit c. Other
d. Amendment to pending application


for the following stations:

[Enter Station Information]


Station List


This Report is filed for the following stations:

Call Letters
Facility ID Number
Location (City/State)
Class of service
KKSR 59149 ST. CLOUD MN FM



All of the information furnished in this Report is accurate as of 11/18/2003 (Date must comply with 47 C.F.R. Section 73.3615(a), i.e., information must be current within 60 days of filing of this report, when 5(a) below is checked.)

This Report is filed for (check one)
6.
Respondent is:
Sole proprietorship Not-for-profit corporation Limited partnership
For-profit corporation General partnership Other
If "Other", describe nature of the respondent in an Exhibit.
[Exhibit 1]
7.
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613.   (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject licensee or permittee shall respond.)

[Enter Contract/Instrument Information]


Contracts/Instruments Information


List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject shall respond.)

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
SEVENTH AMENDMENT TO CREDIT AGREEMENT REGENT COMMUNICATIONS, INC., THE FINANCIAL INSTITUTIONS LISTED HEREIN, GENERAL ELECTRIC CAPITAL CORPORATION, BANK OF MONTREAL, CHICAGO BRANCH, AND CREDIT SUPPORT PARTIES LISTED HEREIN 06/30/1999

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
SIXTH AMENDMENT TO CREDIT AGREEMENT REGENT COMMUNICATIONS, INC., THE FINANCIAL INSTITUTIONS LISTED HEREIN, GENERAL ELECTRIC CAPITAL CORPORATION, BANK OF MONTREAL, CHICAGO BRANCH, AND CREDIT SUPPORT PARTIES LISTED HEREIN 02/24/1999

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
ARTICLES OF INCORPORATION REGENT COMMUNICATIONS, INC. 06/11/1998

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
BYLAWS REGENT COMMUNICATIONS, INC.

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
CREDIT AGREEMENT REGENT COMMUNICATIONS, INC., THE FINANCIAL INSTITUTIONS LISTED ON THE SIGNATURE PAGES, GENERAL ELECTRIC CAPITAL CORPORATION, BANK OF MONTREAL, CHICAGO BRANCH 11/14/1997

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
FIRST AMENDMENT TO CREDIT AGREEMENT REGENT COMMUNICATIONS, INC., THE FINANCIAL INSTITUTIONS LISTED ON THE SINGATURE PAGES, GENERAL ELECTRIC CAPITAL CORPORATION, BANK OF MONTREAL, CHICAGO BRANCH 02/16/1998

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
SECOND AMENDMENT AND LIMITED WAIVER TO CREDIT AGREEMENT REGENT COMMUNICATIONS, INC., THE FINANCIAL INSTITUTIONS LISTED ON THE SIGNATURE PAGES, GENERAL ELECTRIC CAPITAL CORPORATION, BANK OF MONTREAL, CHICAGO BRANCH 06/10/1998

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
THIRD AMENDMENT TO CREDIT AGREEMENT REGENT COMMUNICATIONS, INC., THE FINANCIAL INSTITUTIONS LISTED ON THE SIGNATURE PAGES, GENERAL ELECTRIC CAPITAL CORPORATION, BANK OF MONTREAL, CHICAGO BRANCH 06/10/1998

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
FOURTH AMENDMENT, LIMITED CONSENT AND LIMITED WAIVER TO CREDIT AGREEMENT, FIRST AMENDMENT TO SUBSIDIARY GUARANTY AND FIRST AMENDMENT TO PLEDGE AND SECURITY AGREEMENT REGENT COMMUNICATIONS, INC., THE FINANCIAL INSTITUTIONS LISTED ON THE SIGNATURE PAGES, GENERAL ELECTRIC CAPITAL CORPORATION, BANK OF MONTREAL, CHICAGO BRANCH 10/16/1998

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
FIFTH AMENDMENT TO CREDIT AGREEMENT REGENT COMMUNICATIONS, INC., THE FINANCIAL INSTITUTIONS LISTED ON THE SIGNATURE PAGES, GENERAL ELECTRIC CAPITAL CORPORATION, BANK OF MONTREAL, CHICAGO BRANCH 11/23/1998

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
SUBSIDAIRY GUARANTY IN FAVOR AND FOR THE BENEFIT OF BANK OF MONTREAL, CHICAGO BRANCH 11/14/1997

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
PLEDGE AND SECURITY AGREEMENT REGENT COMMUNICATIONS, INC., DIRECT AND INDIRECT WHOLLY-OWNED SUBSIDIARIES OF COMPANY LIST ON THE SIGNATURE PAGES, AND BANK OF MONTREAL, CHICAGO BRANCH 11/14/1997

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
JACOBS GAURANTY TERRY S. JACOBS AND BANK OF MONTREAL, CHICAGO BRANCH 11/14/1997

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
CREDIT AGREEMENT REGENT BROADCASTING, INC., REGENT COMMUNICATIONS, INC., FLEET NATIONAL BANK, US BANK, NATIONAL ASSOCIATION, WACHOVIA BANK, NATIONAL ASSOCIATION AND SUNTRUST BANK 06/30/2003

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
AMNITIES AGREEMENT NO. 1 AND AMENDMENT NO. 1 TO CREDIT AGREEMENT 01/27/2000

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
SUBSIDIARY GUARANTY AGREEMENT 01/27/2000

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
PLEDGE AGREEMENT AMONG THE SUBSIDIARIES OF THE PARENT COMPANY OR OF THE BORROWER AND FLEET NATIONAL BANK 06/30/2003

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
SECURITY AGREEMENT REGENT COMMUNICATIONS, INC., REGENT BROADCASTING, INC., THE SUBSIDIARIES OF THE PARENT COMPANY OR OF THE BORROWER, AND FLEET NATIONAL BANK 06/30/2003

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
OMNIBUS AMENDMENT NO. 1 AND AMENDMENT NO. 1 TO CREDIT AGREEMENT 02/04/2000

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
AMENDMENT NO. 2 AND CONSENT TO CREDIT AGREEMENT 02/04/2000

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
AMENDED AND RESTATED DISCLOSURE SCHEDULES TO THE PLEDGE AGREEMENT 12/29/2000

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
AMENDED AND RESTATED DISCLOSURE SCHEDULES TO THE CREDIT AGREEMENT 08/23/2000

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
AMENDED AND RESTATED DISCLOSURE SCHEDULES TO THE SECURITY AGREEMENT 12/29/2000

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
TRADEMARK SECURITY AGREEMENT 12/07/2001

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
GUARANTOR SUPPLEMENT 12/07/2001

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
AMENDED AND RESTATED SECURITY AGREEMENT SCHEDULES 12/07/2001

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
AMENDED AND RESTATED PLEDGE AGREEMENT SCHEDULES 12/07/2001

Description of contract or instrument Name of person or organization with whom contract is made Date of Execution Date of Expiration
AMENDED AND RESTATED DISCLOSURE SCHEDULE 12/07/2001


8. Capitalization (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject licensee or permittee shall respond.)

[Enter Capitalization Information]


Capitalization


Capitalization (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise excercises de facto control over the subject licensee or permittee shall respond.)

Class of stock (preferred, common or other)
Voting or Non-voting
Number of Shares
Authorized
Issued and Outstanding
Treasury
Unissued
COMMON
V
10000000
48083492
1598033
51916508

Class of stock (preferred, common or other)
Voting or Non-voting
Number of Shares
Authorized
Issued and Outstanding
Treasury
Unissued
PREFERRED
N
40000000


9.
(a.) List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
[Enter Owner Information]

Owner Information

List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
(Read carefully - The numbered items below refer to line numbers in the following table.)
1. Name and address of respondent and each party to the respondent holding an attributable interest (if other than individual also show name, address and citizenship of natural person authorized to vote the stock or holding the attributable interest). List the respondent first, officers next, then directors and, thereafter, remaining stockholders and other entities with attributable interests, and partners.
2. Gender (male or female).
3. Ethnicity (check one).
4. Race (select one or more).
5. Citizenship.
6. Positional interest: Officer, director, general partner, limited partner, LLC member, investor/creditor attributable under the Commission's equity/debt plus standard, etc.
7. Percentage of votes.
8. Percentage of total assets (equity debt plus).

1. Name and Address REGENT COMMUNICATIONS, INC., 100 E. RIVERCENTER BLVD. 9TH FL., COVINGTON, KY 41011
2. Gender (male or female)
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest RESPONDENT
7. Percentage of votes 0.00
8. Percentage of total assets (equity debt plus) 0.00

1. Name and Address JFP HOLDINGS, LTD., 6561 MADEIRA DRIVE, CINCINNATI, OH 45243
2. Gender (male or female)
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest STOCKHOLDER
7. Percentage of votes 0.01
8. Percentage of total assets (equity debt plus) 0.01

1. Name and Address BLUE CHIP CAPITAL FUND III LIMITED PARTNERSHIP, 1100 CHIQUITA CENTER, 250 EAST 5TH ST. CINCINNATI, OH 45202
2. Gender (male or female)
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest STOCKHOLDER
7. Percentage of votes 1.21
8. Percentage of total assets (equity debt plus) 1.21

1. Name and Address WALLER-SUTTON MEDIA PARTNERS, L.P., C/O WALLER-SUTTON MANAGEMENT GROUP, 1 ROCKEFELLER PLAZA, SUITE 3300, NEW YORK, NY 10020
2. Gender (male or female)
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest STOCKHOLDER
7. Percentage of votes 5.36
8. Percentage of total assets (equity debt plus) 5.36

1. Name and Address WPG CORPORATE DEVELOPMENT ASSOCIATES V (OVERSEAS) L.P., C/O WEISS, PECK & GRIER, L.L.C., 1 NEW YORK PLAZA, 30TH FL., NEW YORK, NY 10004
2. Gender (male or female)
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship CI
6. Positional Interest STOCKHOLDER
7. Percentage of votes 0.82
8. Percentage of total assets (equity debt plus) 0.82

1. Name and Address RIVER CITIES CAPITAL FUND LIMITED PARTNERSHIP, 221 EAST 4TH STREET #1900, CINCINNATI, OH 45202
2. Gender (male or female)
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest STOCKHOLDER
7. Percentage of votes 0.08
8. Percentage of total assets (equity debt plus) 0.08

1. Name and Address WPG CORPORATE DEVELOPMENT ASSOCIATES V, L.L.C., C/O WEISS, PECK & GRIER, L.L.C., 1 NEW YORK PLAZA, 30TH FLOOR, NEW YORK, NY 10004
2. Gender (male or female)
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest STOCKHOLDER
7. Percentage of votes 5.30
8. Percentage of total assets (equity debt plus) 5.30

1. Name and Address BLUE CHIP CAPITAL FUND II LIMITED PARTNERSHIP, 1100 CHIQUITA CENTER, 250 EAST 5TH STREET, CINCINNATI, OH 45202
2. Gender (male or female)
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest STOCKHOLDER
7. Percentage of votes 5.12
8. Percentage of total assets (equity debt plus) 5.12

1. Name and Address MIAMI VALLEY VENTURE FUND, L.P., C/O BLUE CHIP CAPITAL FUND, L.P., 1100 CHIQUITA CENTER, 250 EAST 5TH STREET, CINCINNATI, OH 45202
2. Gender (male or female)
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest STOCKHOLDER
7. Percentage of votes 0.65
8. Percentage of total assets (equity debt plus) 0.65

1. Name and Address TERRY S. JACOBS, 6561 MADEIRA HILLS DRIVE, CINCINNATI, OH 45243
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest DIRECTOR/CHAIRMAN OF THE BOARD/CEO/TREASURER
7. Percentage of votes 1.08
8. Percentage of total assets (equity debt plus) 1.08

1. Name and Address WILLIAM L. STAKELIN, 1870 MADISON ROAD, CINCINNATI, OH 45206
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest DIRECTOR/PRESIDENT/COO/SECRETARY
7. Percentage of votes 0.35
8. Percentage of total assets (equity debt plus) 0.35

1. Name and Address MATTHEW YEOMAN, 100 E. RIVERCENTER BLVD. 9TH FL., COVINGTON, KY 41011
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest VICE PRESIDENT-FINANCE/ASSISTANT SECRETARY
7. Percentage of votes 0.01
8. Percentage of total assets (equity debt plus) 0.01

1. Name and Address CHRISTINA TENHUNDFELD 100 E. RIVERCENTER BLVD. 9TH FL., COVINGTON, KY 41011
2. Gender (male or female) Female
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest ASSISTANT SECRETARY
7. Percentage of votes 0.01
8. Percentage of total assets (equity debt plus) 0.01

1. Name and Address FRED. L. MURR, C/O REGENT COMMUNICATIONS, INC., 100 E. RIVERCENTER BLVD. 9TH FL., COVINGTON, KY 41011
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest SENIOR VICE PRESIDENT, OPERATIONS
7. Percentage of votes 0.02
8. Percentage of total assets (equity debt plus) 0.02

1. Name and Address ANTHONY A. VASCONCELLOS, C/O REGENT COMMUNICATIONS, INC. 100 E. RIVERCENTER BLVD. 9TH FL., COVINGTON, KY 41011
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest SENIOR VICE PRESIDENT/CFO
7. Percentage of votes 0.03
8. Percentage of total assets (equity debt plus) 0.03

1. Name and Address R. GLEN MAYFIELD, C/O RIVERCITIES CAPITAL FUND, 221 E. FOURTH STREET, SUITE 190, CINCINNATI, OH 45202
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest DIRECTOR
7. Percentage of votes 0.06
8. Percentage of total assets (equity debt plus) 0.06

1. Name and Address JOEL M. FAIRMAN, 333 GLEN HEAD ROAD, OLD BROOKVILLE, NY 11545
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest VICE CHAIRMAN/DIRECTOR
7. Percentage of votes 0.51
8. Percentage of total assets (equity debt plus) 0.51

1. Name and Address WILLIAM H. INGRAM, C/O WALLER-SUTTON MANAGEMENT GROUP, 1 ROCKEFELLER PLAZA, #3300, NEW YORK, NY 10020
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest DIRECTOR
7. Percentage of votes 0.22
8. Percentage of total assets (equity debt plus) 0.22

1. Name and Address JOHN H. WYANT C/O BLUE CHIP CAPITAL FUND, 1100 CHIQUITA CENTER, 250 EAST 5TH ST., CINCINNATI, OH 45202
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest DIRECTOR
7. Percentage of votes 0.02
8. Percentage of total assets (equity debt plus) 0.02

1. Name and Address RICHARD H. PATTERSON, C/O WALLER-SUTTON MEDIA PARTNERS, 10 TOWNE SQUARE, SUITE 200, CHATHAM, NJ 07928
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest DIRECTOR
7. Percentage of votes 0.00
8. Percentage of total assets (equity debt plus) 0.00

1. Name and Address WILLIAM P. SUTTER, 333 RICHMOND, KENILWORTH, IL 60043
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest DIRECTOR
7. Percentage of votes 0.06
8. Percentage of total assets (equity debt plus) 0.06

1. Name and Address HENDRICK HARTONG, C/O BRYNWOOD PARTNERS, 8 SOUTH SHORE DRIVE, SUITE 265, GREENWICH, CT 06830
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest DIRECTOR
7. Percentage of votes 0.00
8. Percentage of total assets (equity debt plus) 0.00

1. Name and Address ROBERT MOODY, 100 E. RIVERCENTER BLVD., 9TH FLOOR, COVINGTON, KY 41011
2. Gender (male or female)
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest VICE PRESIDENT OF PROGRAMMING
7. Percentage of votes 0.01
8. Percentage of total assets (equity debt plus) 0.01

1. Name and Address ROBERT E. ALLEN, JR., 100 E. RIVERCENTER BLVD., 9TH FLOOR, COVINGTON, KY 41011
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest VICE PRESIDENT OF ACCOUNTING AND FINANCIAL REPORTING
7. Percentage of votes 0.01
8. Percentage of total assets (equity debt plus) 0.01

1. Name and Address DAVID J. REMUND, 100 E. RIVERCENTER BLVD., 9TH FL., COVINGTON, KY 41011
2. Gender (male or female) Male
3. Ethnicity (check one) Hispanic or Latino
Not Hispanic or Latino
4. Race (select one or more) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
5. Citizenship US
6. Positional Interest VICE PRESIDENT OF ENGINEERING
7. Percentage of votes 0.02
8. Percentage of total assets (equity debt plus) 0.02


(b) Respondent certifies that equity and financial interests not set forth in response to Question 9(a) are non-attributable. Yes No

N/A

See Explanation in
[Exhibit 2]

(c) Is the respondent or any party holding an attributable interest in the respondent also the holder of an attributable interest in any other broadcast station or in any cable or newspaper entities in the same market or with overlapping signals in the same broadcast service, as described in 47 C.F.R. Sections 73.3555 and 76.501? Yes No
If "Yes", submit an Exhibit identifying the holder of that other attributable interest, listing the call signs, locations and facilities identifiers of such other broadcast stations, and describing the nature and size of the ownership interest and the positions held in the other broadcast, cable or newspaper entities. [Exhibit 3]
(d) Are any of the individuals listed in response to Question 9(a) related as parent-child, husband-wife, brothers and sisters?

Yes No

 

If "Yes", submit an Exhibit setting forth full information as to the family relationship

[Exhibit 4]

(e) Is respondent seeking an attribution exemption for any officer or director with duties unrelated to the licensee or permittee?

If "Yes", submit an Exhibit identifying that individual by name and title, fully describing that individual's duties and responsibilities, and explaining why that individual should not be attributed an interest.

Yes No

[Exhibit 5]



SECTION III - CERTIFICATION


I certify that I am PRESIDENT

(Official Title)


of REGENT COMMUNICATIONS, INC.

(Exact legal title or name of respondent)


and that I have examined this Report and that to the best of my knowledge and belief, all statements in this Report are true, correct and complete.

(Date of certification must be within 60 days of the date shown in Question 5, Section II and in no event prior to that date.)

Signature
WILLIAM L. STAKELIN
Date
11/18/2003
Telephone Number of Respondent (Include area code) 8592920030

WILLFUL FALSE STATEMENTS ON THIS FORM ARE PUNISHABLE BY FINE AND/OR IMPRISONMENT (U.S. CODE, TITLE 18, SECTION 1001), AND/OR REVOCATION OF ANY STATION LICENSE OR CONSTRUCTION PERMIT (U.S. CODE, TITLE 47, SECTION 312(a)(1)), AND/OR FORFEITURE (U.S. CODE, TITLE 47, SECTION 503).



Exhibits
Attachment 3
Description
Other Broadcast Interests
Exhibit 3 Attachment 1 - Organizational Diagram