Federal Communications Commission
Washington, D.C. 20554
Approved by OMB
3060-0010 (June 2014)
FOR FCC USE ONLY
 

FCC 323
OWNERSHIP REPORT FOR COMMERCIAL BROADCAST STATIONS

FOR COMMISSION USE ONLY
FILE NO. BOS-20130228AJW

Section I - General Information
1. Legal Name of the Respondent
JPMORGAN CHASE & CO.
Street Address (1)
270 PARK AVENUE
Street Address (2)
City
NEW YORK
State or Country (if foreign address)
NY

ZIP Code
10017 -

Telephone Number (include area code)
2126224545
E-Mail Address (if available) 
FCC Registration Number:
0019376151
Call Sign 
KDAF
Facility ID Number 
22201
2. Contact Representative
EVE KLINDERA REED
Firm or Company Name
WILEY REIN LLP
Street Address (1)
1776 K STREET, NW
Street Address (2)
City
WASHINGTON
State or Country (if foreign address)
DC
ZIP Code
20006 -
Telephone Number (include area code)
2027197404
E-Mail Address (if available)
EREED@WILEYREIN.COM
3. Nature of Respondent (See Instructions for definitions)
radio button not selected Licensee
radio button not selected Permittee
radio button selected Entity with an attributable interest
4. If this application has been submitted without a fee, indicate reason for fee exemption (see 47 C.F.R. Section 1.1114):
radio button not selectedGovernmental Entity radio button selected radio button not selectedOther Other radio button not selected N/A (Fee Required)
5. All of the information furnished in this Report is accurate as of 02/14/2013
(Date entered must (1) be Oct. 1 of the filing year when filing a Biennial Ownership Report (or Nov. 1, 2009 in the case of the initial filing); or (2) be no more than 60 days prior to the date of filing when filing a non-biennial Ownership Report.)
6. Purpose: This Report is filed for: (choose one)
a. radio button not selected Biennial
b. radio button not selected Validation and Resubmission of a previously filed Biennial Report (certifying no change from previous Report)
c. radio button selected Transfer of Control or Assignment of License/Permit
d. radio button not selected Report by Permittee filing within 30 days after the grant of a construction permit for a new commercial AM, FM or full power television broadcast station.
e. radio button not selected Update / certification of accuracy of an initial Ownership Report filed by Permittee (filing in conjunction with Permittee's application for a station license)
f. radio button not selected Amendment to a previously filed Ownership Report
File Number: -
If an Amendment, submit as an Exhibit a listing by Section and Question Number the portions of the previous Report that are being revised.
7. Licensee and Station Information. The stations listed below are all licensed to the following person or entity:
Licensee Name Licensee's FCC Registration Number (FRN)
KDAF, LLC
0021781398
FRN Help: CORES Home

Station List

This Report is filed for the following stations:
Copy Call Sign Facility ID Number Location (City/State) Class of service Delete Copy
1. , TEXAS Television

(Check/Uncheck All)
 
8. Respondent is:
radio button not selected Sole Proprietorship radio button not selected Not-for-profit corporation radio button not selected Limited partnership
radio button selected For-profit corporation radio button not selected General partnership radio button not selected Other
If "Other," describe nature of the Respondent in an Exhibit.  
 
 

Section II-A - Non-Biennial Ownership Information

1. Contract Information. List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only Licensees, Permittees, or Respondents with a majority interest in or that otherwise exercise de facto control over the subject Licensee or Permittee shall respond. Other Respondents should select "Not Applicable" in response to this question.) If the agreement is a local marketing agreement (LMA) or a joint sales agreement (JSA), or if the agreement is a network affiliation agreement, check the appropriate box; otherwise, select "Other" for non-LMA/JSA or network affiliation agreements.
checkbox checked Not Applicable

Contract Information

   



2. Capitalization (Only Licensees , Permittees, or entities with a majority interest in or that otherwise exercises de facto control over the subject Licensee shall respond.)
checkbox checked Not Applicable

Capitalization Information


(Check/
Uncheck All)
 
3. (a.) Ownership Interests. This Question requires Respondents to enter detailed information about ownership interests by generating a series of subforms. Answer each question on each subform. The first subform listing should be for the Respondent itself. If the Respondent is not a natural person, also list each of the officers, directors, stockholders, noninsulated partners, members and other persons or entities with a direct attributable interest in the Respondent. (A "direct" interest is one that is not held through any intervening companies or entities.) In the case of vertical or indirect ownership structures, report only those interests in the Respondent that also represent an attributable interest in the Licensee or Permittee for which the Report is being submitted.

List each person or entity with a direct attributable interest in the Respondent separately. Entities that are part of an organizational structure that includes holding companies or other forms of indirect ownership must file separate ownership reports. In such a structure do not report or file separate reports for persons or entities that do not have an attributable interest in the Licensee or Permittee for which the report is being submitted.

Ownership Interests Information

Copy 1. Name  
Address Street


City/State
, NEW YORK
Postal/ZIP Code
-
Country (if not U.S.)
Listing Type radio button selected Respondent
radio button not selected Other Interest Holder
Relationship to Licensee/Permittee radio button not selected Licensee/Permittee (or Officer/Director of Licensee/Permittee)
radio button not selected Person with attributable interest
radio button selected Entity with attributable interest
Positional Interest
(Check all that apply)

checkbox not checked Officer
checkbox not checked Director
checkbox not checked General Partner
checkbox not checked Limited Partner
checkbox not checked LC/LLC/PLLC Member
checkbox not checked Owner
checkbox not checked Stockholder
checkbox not checked Attributable Creditor
checkbox not checked Attributable Investor
checkbox checked Other (please specify):

FCC Registration Number
0019376151
  Percentage of votes %  
  Percentage of total assets
(equity debt plus)
%  
Copy 2. Name  
Address Street


City/State
, NEW YORK
Postal/ZIP Code
-
Country (if not U.S.)
Listing Type radio button not selected Respondent
radio button selected Other Interest Holder
Relationship to Licensee/Permittee radio button not selected Licensee/Permittee (or Officer/Director of Licensee/Permittee)
radio button selected Person with attributable interest
radio button not selected Entity with attributable interest
Positional Interest
(Check all that apply)

checkbox checked Officer
checkbox not checked Director
checkbox not checked General Partner
checkbox not checked Limited Partner
checkbox not checked LC/LLC/PLLC Member
checkbox not checked Owner
checkbox not checked Stockholder
checkbox not checked Attributable Creditor
checkbox not checked Attributable Investor
checkbox not checked Other (please specify):

FCC Registration Number
0022419352
  Percentage of votes %  
  Percentage of total assets
(equity debt plus)
%  
Copy 3. Name  
Address Street


City/State
, NEW YORK
Postal/ZIP Code
-
Country (if not U.S.)
Listing Type radio button not selected Respondent
radio button selected Other Interest Holder
Relationship to Licensee/Permittee radio button not selected Licensee/Permittee (or Officer/Director of Licensee/Permittee)
radio button selected Person with attributable interest
radio button not selected Entity with attributable interest
Positional Interest
(Check all that apply)

checkbox checked Officer
checkbox not checked Director
checkbox not checked General Partner
checkbox not checked Limited Partner
checkbox not checked LC/LLC/PLLC Member
checkbox not checked Owner
checkbox not checked Stockholder
checkbox not checked Attributable Creditor
checkbox not checked Attributable Investor
checkbox not checked Other (please specify):

FCC Registration Number
0022414460
  Percentage of votes %  
  Percentage of total assets
(equity debt plus)
%  

(Check/
Uncheck All)

  (b.)

Respondent certifies that any equity and financial interests not reported in response to Question 3(a) are non-attributable.


If "No," submit as an Exhibit an explanation.

radio button selectedYes radio button not selectedNo
(c.) Does the Respondent or any person/entity with an attributable interest in the Respondent also hold an attributable interest in any other broadcast station, or in any newspaper entities in the same market, as defined in 47 C.F.R. Section 73.3555?

If "Yes", provide information describing the interest(s), using EITHER the subform OR the spreadsheet option below for the applicable type of interest (broadcast or newspaper). Respondents with a large number (50 or more) of entries to submit should use the spreadsheet option. NOTE: Spreadsheets must be submitted in a special "XML Spreadsheet" format with the appropriate structure that is specified in the documentation. For instructions on how to use the spreadsheet option to complete this question (including templates to start with), please Click Here.


Broadcast Interest Information

Newspaper Interest Information

radio button selectedYes radio button not selectedNo
(d.)

Are any of the individuals listed in response to Question 3(a) married, related as parent-child, or related as siblings?

If "Yes", complete the information describing the relationship.


Familial Relationships


(Check/Uncheck All)
 

radio button not selectedYes radio button selectedNo
(e.) Is Respondent seeking an attribution exemption for any officer or director with duties unrelated to the Licensee  or Permittee ?

If "Yes", complete the information in the required fields and submit an Exhibit fully describing that individual's duties and responsibilities, and explaining why that individual should not be attributed an interest.

Exemption Information List

Copy
Name
Title
  Delete Copy
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
 

(Check/
Uncheck All)

radio button selectedYes radio button not selectedNo

SECTION III - CERTIFICATION


I certify that I am SVP & CORPORATE SECRETARY

(Official Title)


of JPMORGAN CHASE & CO.

(Exact legal title or name of Respondent)


and that I have examined this Report and that to the best of my knowledge and belief, all statements in this Report are true, correct and complete.

(Date of the signature below must (1) be no earlier than Oct. 1 of the filing year when filing a Biennial Ownership Report (and no earlier than Nov. 1, 2009 in the case of the initial filing); or (2) be no more than 60 days prior to the date of filing when filing a non-biennial Ownership Report.)

Signature
ANTHONY HORAN
Date
02/28/2013
Telephone Number of Respondent (Include area code) 2122707122

WILLFUL FALSE STATEMENTS ON THIS FORM ARE PUNISHABLE BY FINE AND/OR IMPRISONMENT (U.S. CODE, TITLE 18, SECTION 1001), AND/OR REVOCATION OF ANY STATION LICENSE OR CONSTRUCTION PERMIT (U.S. CODE, TITLE 47, SECTION 312(a)(1)), AND/OR FORFEITURE (U.S. CODE, TITLE 47, SECTION 503).

 

Exhibits
Copy 1 - Exhibit 4
Description: 
EXHIBIT 4

THE INDIVIDUALS IDENTIFIED IN SECTION II-A, QUESTION 3.E., WHO ARE EXECUTIVE OFFICERS AND DIRECTORS OF THE RESPONDENT, HAVE DUTIES AND RESPONSIBILITIES THAT ARE WHOLLY UNRELATED TO THE BROADCAST LICENSEE SUBSIDIARIES OF THE TRIBUNE COMPANY ("TRIBUNE") AND, ACCORDINGLY, SHOULD BE DEEMED NOT TO HOLD ATTRIBUTABLE INTERESTS IN THOSE SUBSIDIARIES. SEE 47 C.F.R. § 73.3555, NOTE 2(G) (OFFICERS AND DIRECTORS OF A PARENT COMPANY OF A BROADCAST LICENSEE WITH AN ATTRIBUTABLE INTEREST IN ANY SUCH SUBSIDIARY ENTITY SHALL BE DEEMED TO HAVE A COGNIZABLE INTEREST IN THE SUBSIDIARY UNLESS THE DUTIES AND RESPONSIBILITIES OF THE OFFICERS OR DIRECTORS INVOLVED ARE WHOLLY UNRELATED TO THE BROADCAST LICENSEE AND A STATEMENT PROPERLY DOCUMENTING THIS FACT IS SUBMITTED TO THE COMMISSION). THE COMPREHENSIVE EXHIBIT TO THE APPLICATIONS FILED IN CONNECTION WITH THE EMERGENCE OF TRIBUNE FROM BANKRUPTCY, WHICH WERE GRANTED ON NOVEMBER 16, 2012, SET FORTH THE BASIS FOR THIS EXEMPTION FROM ATTRIBUTION. SEE, E.G., FCC FILE NO. BALCDT-20100428AEL, COMPREHENSIVE EXHIBIT AT 29-34 (GRANTED NOV. 16, 2012) (THE "EXIT APPLICATIONS"). SPECIFICALLY, AS EXPLAINED IN THE EXIT APPLICATIONS, JPMORGAN CHASE & CO. HOLDS ITS INTEREST IN TRIBUNE THROUGH A NUMBER OF SUBSIDIARIES, ONLY ONE OF WHICH -- ISOLIEREN HOLDING CORP. ("ISOLIEREN") -- RECEIVED 5% OR MORE OF TRIBUNE'S CLASS A VOTING STOCK AT ITS EMERGENCE. SEE ID. AS ALSO EXPLAINED THEREIN, ISOLIEREN'S OFFICERS AND DIRECTORS HAVE FULL DISCRETION TO MAKE ALL DECISIONS PERTAINING TO THE REORGANIZED TRIBUNE INVESTMENT AND, ACCORDINGLY, ARE THE ONLY INDIVIDUALS THAT ARE IN A POSITION TO INFLUENCE THE DAY-TO-DAY AFFAIRS OF TRIBUNE. SEE ID. THE REMAINING OFFICERS AND DIRECTORS OF ISOLIEREN'S PARENT COMPANIES (JPMORGAN CHASE BANK, N.A. AND JPMORGAN CHASE & CO.), INCLUDING THE EXECUTIVE OFFICERS AND DIRECTORS OF THE RESPONDENT IDENTIFIED IN SECTION II-A, QUESTION 3.E., THEREFORE HAVE DUTIES AND RESPONSIBILITIES THAT ARE WHOLLY UNRELATED TO ISOLIEREN'S INVESTMENT IN TRIBUNE. ACCORDINGLY, THOSE OFFICERS AND DIRECTORS ARE ENTITLED TO AN EXEMPTION FROM ATTRIBUTION PURSUANT TO 47 C.F.R. § 73.3555, NOTE 2(G). IT SHOULD ALSO BE NOTED THAT THE EXIT APPLICATIONS IDENTIFIED BARRY L. ZUBROW AS AN OFFICER AND THE CONTROLLING DIRECTOR OF ISOLIEREN, AN EXECUTIVE OFFICER AND DIRECTOR OF JPMORGAN CHASE BANK, N.A., AND AN EXECUTIVE OFFICER OF JPMORGAN CHASE & CO. SEE EXIT APPLICATIONS, COMPREHENSIVE EXHIBIT AT 30-31. MR. ZUBROW WAS ALSO IDENTIFIED AS AN INDIVIDUAL WHO WOULD HOLD AN ATTRIBUTABLE INTEREST IN TRIBUNE. SEE ID. MR. ZUBROW SUBSEQUENTLY RETIRED FROM HIS POSITIONS WITH JPMORGAN. FRANK BISIGNANO, WHO IS IDENTIFIED IN RESPONSE TO SECTION II-A, QUESTION 3.A. OF THIS FCC FORM 323, REPLACED MR. ZUBROW AS AN OFFICER AND THE CONTROLLING DIRECTOR OF ISOLIEREN. JUST AS MR. ZUBROW WAS, MR. BISIGNANO IS AN EXECUTIVE OFFICER AND DIRECTOR OF JPMORGAN CHASE BANK, N.A. AND AN EXECUTIVE OFFICER OF JPMORGAN CHASE & CO.

Copy 2 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 3 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 4 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 5 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 6 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 7 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 8 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 9 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 10 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 11 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 12 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 13 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 14 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 15 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 16 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 17 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 18 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 19 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 20 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.

Copy 21 - Exhibit 4
Description: 
EXHIBIT 4

SEE ABOVE.


Spreadsheets
Description
Broadcast Interests