7. |
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject licensee or permittee shall respond.)
[Enter Contract/Instrument Information]
Contracts/Instruments Information
List all contracts and other instruments required to be filed by 47 C.F.R. Section 73.3613. (Only licensees, permittees, or a reporting entity with a majority interest in or that otherwise exercises de facto control over the subject shall respond.)
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
INDENTURE (10 3/4 SENIOR SUBORDINATED NOTES) |
THE BANK OF NEW YORK, AS TRUSTEE |
07/12/2001 |
07/15/2008 |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
CREDIT AGREEMENT |
PAXSON COMMUNICATIONS CORPORATIN, CITICORP USA, INC, ADMIN. AGENT/LENDERS & COLLATERAL AGENT/SECURED PARTIES, UNION BANK OF CALIFORNIA NA, AS SYNDICATION AGENT/LENDERS & CIBC INC. & GENERAL ELECTRIC CAPITAL CORPORATION AS CO-DOCUMENTATION AGENTS/LENDERS |
07/12/2001 |
06/30/2006 |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
PLEDGE & SECURITY AGREEMENT |
PAXSON COMMUNICATIONS CORPORATION AND GUARANTORS (DIRECT & INDIRECT SUBSIDIARIES OF PCC), IN FAVOR OF CITICORP USA, INC., AS ADMINISTRATIVE AGENT & COLLATERAL AGENT FOR SECURED PARTIES |
07/12/2001 |
06/30/2006 |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
GUARANTY |
GUARANTORS (DIRECT & INDIRECT SUBSIDIARIES OF PCC), CITICORP USA, INC., AS ADMINISTRATIVE AGENT, EACH LENDER AND EACH OTHER HOLDER OF GUARANTIED OBLIGATION |
07/12/2001 |
06/30/2006 |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
INDENTURE (12 1/2 EXCHANGE DEBENTURES DUE 2006) |
THE BANK OF NEW YORK, AS TRUSTEE |
10/04/1996 |
10/01/2006 |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
INDENTURE 913 1/4 EXCHANGE DEBENTURES DUE 2006) |
THE BANK OF NEW YORK, AS TRUSTEE |
06/10/1998 |
11/15/2006 |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
WARRANT CERTIFICATE (155,500 WARRANTS) |
PAXSON COMMUNICATIONS CORPORATION, IPP98 PRIVATE EQUITY, LLC |
06/10/1998 |
06/30/2003 |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
WARRANT AGREEMENT (240,000 SHARES OF CLASS A COMMON STOCK) |
PAXSON COMMUNICATIONS CORPORATION, FIRST UNION NATIONAL BANK, CHARLOTTE, NORTH CAROLINA, AS WARRANT AGENT |
06/10/1998 |
11/15/2006 |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
WARRANT CERTIFICATE (0 WARRANTS) |
PAXSON COMMUNICATIONS CORPORATION, CEDE & CO. |
06/10/1998 |
06/30/2003 |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
WARRANT CERTIFICATE (38,400 WARRANTS) |
PAXSON COMMUNICATIONS CORPORATION, CEDE & CO. |
06/10/1998 |
06/30/2003 |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
WARRANT CERTIFICATE (32,000 WARRANTS) |
PAXSON COMMUNICATIONS CORPORATION, CEDE & CO. |
06/10/1998 |
06/30/2003 |
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
ARTICLES OF INCORPORATION |
STATE OF FLORIDA |
11/17/1997 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
BYLAWS |
N/A |
|
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
CERTIFICATE OF DESIGNATIONS OF 12 1/2 CUMULATIVE EXCHANGEABLE PREFERRED STOCK |
PAXSON COMMUNICATIONS CORPORATION |
10/02/1996 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SECURITIES PURCHASE AGREEMENT (13 1/4 CUMULATIVE JUNIOR EXCHANGEABLE PREFERRED STOCK) |
PAXSON COMMUNICATIONS CORPORATION, GUARANTORS (DIRECT & INDIRECT SUBSIDIARIES OF PCC), CIBC OPPENHEIMER CORP. |
06/05/1998 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
CERTIFICATE OF DESIGNATION OF 13 1/4 CUMULATIVE JUNIOR EXCHANGEABLE PREFERRED STOCK |
PAXSON COMMUNICATIONS CORPORATION |
06/08/1998 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SECURITIES PURCHASE AGREEMENT (SERIES A CONVERTIBLE PREFERRED STOCK) |
PAXSON COMMUNICATIONS CORPORATION, IPP98 PRIVATE EQUITY, LLC |
06/05/1998 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
SECURITIES PURCHASE AGREEMENT (9 3/4 SERIES A CONVERTIBLE PREFERRED STOCK) |
PAXSON COMMUNICATIONS CORPORATION, CIBC OPPENHEIMER CORP. |
06/05/1998 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
CERTIFICATE OF DESIGNATION OF 9 3/4 SERIES A CONVERTIBLE PREFERRED STOCK |
PAXSON COMMUNICATIONS CORPORATION |
06/08/1998 |
|
Description of contract or instrument |
Name of person or organization with whom contract is made |
Date of Execution |
Date of Expiration |
WARRANT CERTIFICATE (169,600 WARRANTS) |
PAXSON COMMUNICATIONS CORPORATION, CEDE & CO. |
06/10/1998 |
06/30/2003 |
|
|
9. |
(a.) |
List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
[Enter Owner Information]
Owner Information
List the respondent, and, if other than a natural person, its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. If a corporation or partnership holds an attributable interest in the respondent, list separately its officers, directors, stockholders and other entities with attributable interests, non-insulated partners and/or members. Create a separate row for each individual or entity. Attach supplemental pages, if necessary.
(Read carefully - The numbered items below refer to line numbers in the following table.) |
1. Name and address of respondent and each party to the respondent holding an attributable interest (if other than individual also show name, address and citizenship of natural person authorized to vote the stock or holding the attributable interest). List the respondent first, officers next, then directors and, thereafter, remaining stockholders and other entities with attributable interests, and partners.
2. Gender (male or female).
3. Ethnicity (check one).
4. Race (select one or more).
5. Citizenship. 6. Positional interest: Officer, director, general partner, limited partner, LLC member, investor/creditor attributable under the Commission's equity/debt plus standard, etc.
7. Percentage of votes.
8. Percentage of total assets (equity debt plus).
|
1. Name and Address |
PAXSON COMMUNICATIONS OF SYRACUSE-56, INC., 601 CLEARWATER PARK ROAD, WEST PALM BEACH, FLORIDA 33401-6233 |
2. Gender (male or female) |
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
NA |
6. Positional Interest |
SOLE SHAREHOLDER |
7. Percentage of votes |
100.00 |
8. Percentage of total assets (equity debt plus) |
100.00 |
1. Name and Address |
LOWELL W. PAXSON, 780 SOUTH OCEAN BOULEVARD, PALM BEACH, FLORIDA 33480 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
CHAIRMAN |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
JEFF SAGANSKY, 301 AUSTRALIAN ROAD, SUITE 247, PALM BEACH, FLORIDA 33480 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
PRESIDENT |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
ANTHONY L. MORRISON, 255 SOUTHLAND ROAD, PALM BEACH, FLORIDA 33480 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
VICE PRESIDENT & ASSISTANT SECRETARY |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
THOMAS E. SEVERSON, JR., 82 DUNBAR EAST, PALM BEACH GARDENS, FLORIDA 33410 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
VICE PRESIDENT & TREASURER |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
ADAM K. WEINSTEIN, 642 IBIS DRIVE, DELRAY BEACH, FLORIDA 33444 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
VICE PRESIDENT |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
RONALD L. RUBIN, 260 LANDINGS BOULEVARD, WESTON, FLORIDA 33327 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
VICE PRESIDENT |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
1. Name and Address |
WILLIAM L. WATSON, 117 SATINWOOD LANE, PALM BEACH GARDENS, FLORIDA 33410 |
2. Gender (male or female) |
Male
|
3. Ethnicity (check one) |
Hispanic or Latino
Not Hispanic or Latino |
4. Race (select one or more) |
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or Other Pacific Islander
White
|
5. Citizenship |
US |
6. Positional Interest |
SECRETARY |
7. Percentage of votes |
0.00 |
8. Percentage of total assets (equity debt plus) |
0.00 |
|
(b) |
Respondent certifies that equity and financial interests not set forth in response to Question 9(a) are non-attributable. |
Yes No
N/A
See Explanation in
[Exhibit 2]
|
(c) |
Is the respondent or any party holding an attributable interest in the respondent also the holder of an attributable interest in any other broadcast station or in any cable or newspaper entities in the same market or with overlapping signals in the same broadcast service, as described in 47 C.F.R. Sections 73.3555 and 76.501? |
Yes No |
If "Yes", submit an Exhibit identifying the holder of that other attributable interest, listing the call signs, locations and facilities identifiers of such other broadcast stations, and describing the nature and size of the ownership interest and the positions held in the other broadcast, cable or newspaper entities. |
[Exhibit 3] |
(d) |
Are any of the individuals listed in response to Question 9(a) related as parent-child, husband-wife, brothers and sisters?
|
Yes No
|
|
If "Yes", submit an Exhibit setting forth full information as to the family relationship
|
[Exhibit 4]
|
(e) |
Is respondent seeking an attribution exemption for any officer or director with duties unrelated to the licensee or permittee?
If "Yes", submit an Exhibit identifying that individual by name and title, fully describing that individual's duties and responsibilities, and explaining why that individual should not be attributed an interest.
|
Yes No
[Exhibit 5]
|
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