Ownership Reports
Form 323
Date Filed |
File Number/ID |
Purpose |
Applicant FRN |
Applicant Name |
11/20/2023 |
0000226947
, table row 1 (Opens in new browser window)
|
Biennial |
0005000005 |
RICK L MURPHY |
11/01/2023 |
0000224439
, table row 2 (Opens in new browser window)
|
Transfer of control or assignment of license/permit |
0004992301 |
SMOKE AND MIRRORS, LLC |
11/30/2021 |
0000174903
, table row 3 (Opens in new browser window)
|
Biennial |
0005000005 |
RICK L MURPHY |
01/06/2020 |
0000095008
, table row 4 (Opens in new browser window)
|
Biennial |
0005000005 |
RICK L MURPHY |
03/01/2018 |
0000045946
, table row 5 (Opens in new browser window)
|
Biennial |
0005000005 |
RICK L MURPHY |
12/02/2015 |
BOA 20151202APZ
, table row 6 (Opens in new browser window)
|
Ownership Biennial |
0005000005 |
RICK L. MURPHY |
12/04/2013 |
BOA 20131204AGH
, table row 7 (Opens in new browser window)
|
Ownership Biennial |
0005000005 |
RICK L. MURPHY |
06/03/2013 |
BOA 20130603AUM
, table row 8 (Opens in new browser window)
|
Ownership Biennial |
0005000005 |
RICK L. MURPHY |
06/23/2010 |
BOA 20100623AAO
, table row 9 (Opens in new browser window)
|
Ownership Biennial |
0005000005 |
RICK L. MURPHY |
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