Ownership Reports

Form 323

Date Filed File Number/ID Purpose Applicant FRN Applicant Name
02/21/2018 0000042795 Biennial 0022200844 Breakwater Investment Management LLC
02/21/2018 0000042776 Biennial 0022200844 Alpha Media USA LLC
02/21/2018 0000042792 Biennial 0022200844 Breakwater Broadcasting Funding, LLC
02/21/2018 0000042810 Biennial 0022200844 Julie A. Moffitt Living Trust
02/21/2018 0000042793 Biennial 0022200844 Breakwater Credit Opportunities Fund, LP
02/21/2018 0000042812 Biennial 0022200844 John H Moffitt Jr Trust
02/21/2018 0000042802 Biennial 0022200844 Endeavour Associates Fund V, L.P.
02/21/2018 0000042813 Biennial 0022200844 Mary Lynn Moffitt Revocable Trust
02/21/2018 0000042790 Biennial 0022200844 Snider Corp.
02/21/2018 0000042801 Biennial 0022200844 Rio Bravo, Inc.
02/21/2018 0000042815 Biennial 0022200844 Brenda Shapiro Legacy Trust
02/21/2018 0000042786 Biennial 0022200844 Warren A. Stephens Trust UID 9/30/87
02/21/2018 0000042770 Biennial 0022200844 Alpha Media LLC
02/21/2018 0000042809 Biennial 0022200844 Revocable Living Trust of Rick Salsburg
02/21/2018 0000042789 Biennial 0022200844 TLS Holdings, LLC
02/21/2018 0000042767 Biennial 0022200844 Alpha Media Licensee LLC
02/21/2018 0000042799 Biennial 0022200844 Rio Bravo Enterprise Associates, L.P.
02/21/2018 0000042804 Biennial 0022200844 Endeavour Capital V, LLC
02/21/2018 0000042785 Biennial 0022200844 Stephens Investments Holdings LLC
02/21/2018 0000042803 Biennial 0022200844 Endeavour Capital Fund V AIV, L.P.
02/28/2022 0000175726 Biennial 0031670102 ICG Fund Advisors LLC
02/28/2022 0000175702 Biennial 0031668510 ICG North America Holdings Ltd.
02/28/2022 0000175766 Biennial 0031668528 Intermediate Capital Group PLC
02/28/2022 0000175742 Biennial 0031692049 ICG FMC Limited
02/28/2022 0000175753 Biennial 0031692072 Intermediate Capital Group, Inc.
02/28/2022 0000176450 Biennial 0031669922 MetLife SP Holdings, LLC
03/28/2022 0000175719 Biennial 0031670086 ICG Global Investment Jersey Limited
02/28/2022 0000175757 Biennial 0031692056 ICG Global Investment UK Limited
02/28/2022 0000175737 Biennial 0031692031 ICG North America Associates LLC
02/28/2022 0000175713 Biennial 0031670052 ICG North American Private Debt Fund LP
02/28/2022 0000176449 Biennial 0031668478 MetLife Private Equity Holdings, LLC
02/28/2022 0000175730 Biennial 0031692015 ICG North American Private Debt GP LP
02/28/2022 0000175719 Biennial 0031670086 ICG Global Investment Jersey Limited
12/01/2021 0000176467 Biennial 0031687700 MetLife, Inc.
12/01/2021 0000176460 Biennial 0031669930 MetLife Investment Management, LLC
02/28/2022 0000175847 Biennial 0031674302 Hamilton Lane Incorporated
12/01/2021 0000176462 Biennial 0031688179 MetLife Investment Management Holdings, LLC
02/28/2022 0000175858 Biennial 0031676414 HRHLA, LLC
12/01/2021 0000175757 Biennial 0031692056 ICG Global Investment UK Limited
12/01/2021 0000175800 Biennial 0031676323 HL Florida Growth LLC
12/01/2021 0000175719 Biennial 0031670086 ICG Global Investment Jersey Limited
12/01/2021 0000175753 Biennial 0031692072 Intermediate Capital Group, Inc.
12/01/2021 0000175742 Biennial 0031692049 ICG FMC Limited
12/01/2021 0000175766 Biennial 0031668528 Intermediate Capital Group PLC
12/01/2021 0000175726 Biennial 0031670102 ICG Fund Advisors LLC
12/01/2021 0000175730 Biennial 0031692015 ICG North American Private Debt GP LP
12/01/2021 0000175713 Biennial 0031670052 ICG North American Private Debt Fund LP
12/01/2021 0000175737 Biennial 0031692031 ICG North America Associates LLC
12/01/2021 0000175858 Biennial 0031676414 HRHLA, LLC
12/01/2021 0000175836 Biennial 0031676372 Hamilton Lane Strategic Opportunities 2016 GP LLC
12/01/2021 0000175851 Biennial 0031676398 HLA Investments, LLC
12/01/2021 0000175822 Biennial 0031676331 Hamilton Lane Advisors LLC
12/01/2021 0000175796 Biennial 0031668262 Florida Growth Fund LLC
12/01/2021 0000175847 Biennial 0031674302 Hamilton Lane Incorporated
12/01/2021 0000176450 Biennial 0031669922 MetLife SP Holdings, LLC
12/01/2021 0000176457 Biennial 0031685746 Metropolitan Life Insurance Company
12/01/2021 0000176449 Biennial 0031668478 MetLife Private Equity Holdings, LLC
12/01/2021 0000175702 Biennial 0031668510 ICG North America Holdings Ltd.
12/01/2021 0000175832 Biennial 0031668296 Hamilton Lane Strategic Opportunities 2016 Fund LP
02/28/2022 0000176462 Biennial 0031688179 MetLife Investment Management Holdings, LLC
11/29/2021 0000172982 Biennial 0022491476 Alpha Media USA LLC
11/29/2021 0000172979 Biennial 0022491476 Alpha Media LLC
11/29/2021 0000172978 Biennial 0022491476 Alpha Media Licensee LLC
11/29/2021 0000172988 Biennial 0022491476 Alpha Media Holdings Inc.
01/03/2020 0000094929 Biennial 0022200844 MCC Radio, LLC
01/03/2020 0000094935 Biennial 0022200844 Pesto, LLC
01/03/2020 0000094936 Biennial 0022200844 Questo, Inc.
01/03/2020 0000094932 Biennial 0022200844 Morris Communications Holding Company, LLC
01/03/2020 0000094931 Biennial 0022200844 Morris Communications Company, LLC
01/03/2020 0000094922 Biennial 0022200844 Endeavour Capital V, LLC
01/03/2020 0000094919 Biennial 0022200844 Endeavour Capital Fund V AIV, L.P.
02/28/2022 0000175836 Biennial 0031676372 Hamilton Lane Strategic Opportunities 2016 GP LLC
01/03/2020 0000094918 Biennial 0022200844 Endeavour Associates Fund V, L.P.
01/03/2020 0000094913 Biennial 0022200844 Rio Bravo, Inc.
01/03/2020 0000094911 Biennial 0022200844 Rio Bravo Enterprise Associates, L.P.
01/03/2020 0000094908 Biennial 0022200844 John H Moffitt & Co Inc
01/03/2020 0000094905 Biennial 0022200844 Breakwater Investment Management LLC
02/28/2022 0000176467 Biennial 0031687700 MetLife, Inc.
02/28/2022 0000176460 Biennial 0031669930 MetLife Investment Management, LLC
02/28/2022 0000175851 Biennial 0031676398 HLA Investments, LLC
01/03/2020 0000094902 Biennial 0022200844 Breakwater Credit Opportunities Fund, LP
02/28/2022 0000176457 Biennial 0031685746 Metropolitan Life Insurance Company
01/03/2020 0000094898 Biennial 0022200844 Snider Corp.
02/28/2022 0000175800 Biennial 0031676323 HL Florida Growth LLC
02/28/2022 0000175832 Biennial 0031668296 Hamilton Lane Strategic Opportunities 2016 Fund LP
01/03/2020 0000094896 Biennial 0022200844 TLS Holdings, LLC
01/03/2020 0000094884 Biennial 0022200844 Revocable Living Trust of Rick Salsburg
01/03/2020 0000094882 Biennial 0022200844 Julie A. Moffitt Living Trust
01/03/2020 0000094879 Biennial 0022200844 John H Moffitt Jr Trust
02/28/2022 0000175822 Biennial 0031676331 Hamilton Lane Advisors LLC
01/03/2020 0000094876 Biennial 0022200844 Mary Lynn Moffitt Revocable Trust
01/03/2020 0000094874 Biennial 0022200844 Brenda Shapiro Legacy Trust
01/03/2020 0000094894 Biennial 0022200844 Warren A. Stephens Trust UID 9/30/87
01/03/2020 0000094892 Biennial 0022200844 Stephens Investments Holdings LLC
01/03/2020 0000094888 Biennial 0022200844 Stephens Capital Partners LLC
01/03/2020 0000094886 Biennial 0022200844 Stephens Radio LLC
01/03/2020 0000094870 Biennial 0022200844 Alpha Media Holdings LLC
01/03/2020 0000094868 Biennial 0022200844 Alpha Media USA LLC
02/28/2022 0000175796 Biennial 0031668262 Florida Growth Fund LLC
01/03/2020 0000094862 Biennial 0022200844 Alpha Media LLC
01/03/2020 0000094854 Biennial 0022200844 Alpha Media Licensee LLC
02/21/2018 0000042778 Biennial 0022200844 Alpha Media Holdings LLC
01/03/2020 0000094899 Biennial 0022200844 Breakwater Broadcasting Funding, LLC
02/21/2018 0000042783 Biennial 0022200844 Stephens Capital Partners LLC
02/21/2018 0000042797 Biennial 0022200844 John H Moffitt & Co Inc
02/21/2018 0000042781 Biennial 0022200844 Stephens Radio LLC
06/08/2016 BOS 20160608FBQ Ownership Sale 0025026758 MARY LYNN MOFFITT REVOCABLE TRUST
06/08/2016 BOS 20160608APR Ownership Sale 0025019530 ALPHA MEDIA USA LLC
06/08/2016 BOS 20160608BUP Ownership Sale 0022898845 BREAKWATER INVESTMENT MANAGEMENT, LLC
06/08/2016 BOS 20160608CCI Ownership Sale 0023921687 JOHN H. MOFFITT & CO., INC.
06/08/2016 BOS 20160608ETX Ownership Sale 0025026774 JULIE A. MOFFITT LIVING TRUST
06/08/2016 BOS 20160608DWS Ownership Sale 0019307800 ENDEAVOUR CAPITAL FUND V AIV, L.P.
06/08/2016 BOS 20160608FRC Ownership Sale 0022888432 THE BRENDA M. SHAPIRO LEGACY TRUST
06/08/2016 BOS 20160608EEL Ownership Sale 0019307909 ENDEAVOUR CAPITAL V, LLC
06/08/2016 BOS 20160608AHY Ownership Sale 0022200844 ALPHA MEDIA LLC
06/08/2016 BOS 20160608AAF Ownership Sale 0022491476 ALPHA MEDIA LICENSEE LLC
06/08/2016 BOS 20160608BFD Ownership Sale 0022898837 BREAKWATER BROADCASTING FUNDING, LLC
06/08/2016 BOS 20160608EME Ownership Sale 0024943979 REVOCABLE LIVING TRUST OF RICKI SALSBURG
06/08/2016 BOS 20160608CRU Ownership Sale 0023965924 SNIDER CORP.
06/08/2016 BOS 20160608DHG Ownership Sale 0020028346 RIO BRAVO, INC.
06/08/2016 BOS 20160608AXK Ownership Sale 0022801708 ALPHA MEDIA HOLDINGS LLC
06/08/2016 BOS 20160608FJJ Ownership Sale 0024951261 JOHN H. MOFFITT JR. TRUST
06/08/2016 BOS 20160608DOZ Ownership Sale 0019307867 ENDEAVOUR ASSOCIATES FUND V, L.P.
06/08/2016 BOS 20160608CKB Ownership Sale 0022888515 TLS HOLDINGS, LLC
06/08/2016 BOS 20160608BMW Ownership Sale 0022898860 BREAKWATER CREDIT OPPORTUNITIES FUND, LP
06/08/2016 BOS 20160608CZN Ownership Sale 0020020384 RIO BRAVO ENTERPRISE ASSOCIATES, L.P.
11/06/2015 BOA 20151106BKJ Ownership Biennial 0022888515 TLS HOLDINGS, LLC
11/06/2015 BOA 20151106AQB Ownership Biennial 0022898837 BREAKWATER BROADCASTING FUNDING, LLC
11/06/2015 BOA 20151106BZP Ownership Biennial 0020028346 RIO BRAVO, INC.
11/06/2015 BOA 20151106BUN Ownership Biennial 0020020384 RIO BRAVO ENTERPRISE ASSOCIATES, L.P.
11/06/2015 BOA 20151106CJU Ownership Biennial 0019307867 ENDEAVOUR ASSOCIATES FUND V, L.P.
11/06/2015 BOA 20151106COW Ownership Biennial 0019307909 ENDEAVOUR CAPITAL V, LLC
11/06/2015 BOA 20151106EIV Ownership Biennial 0024943979 REVOCABLE LIVING TRUST OF RICKI SALSBURG
11/06/2015 BOA 20151106AVD Ownership Biennial 0022898860 BREAKWATER CREDIT OPPORTUNITIES FUND, LP
11/06/2015 BOA 20151106DJH Ownership Biennial 0025026840 WARREN STEPHENS TRUST UID 9/30/87
11/06/2015 BOA 20151106CZC Ownership Biennial 0023562135 STEPHENS CAPITAL PARTNERS LLC
11/06/2015 BOA 20151106DEE Ownership Biennial 0023562259 STEPHENS INVESTMENTS HOLDINGS LLC
11/06/2015 BOA 20151106BFH Ownership Biennial 0023921687 JOHN H. MOFFITT & CO., INC.
11/06/2015 BOA 20151106EDT Ownership Biennial 0024951261 JOHN H. MOFFITT JR. TRUST
11/06/2015 BOA 20151106CUA Ownership Biennial 0023562077 STEPHENS RADIO LLC
11/06/2015 BOA 20151106AFW Ownership Biennial 0022200844 ALPHA MEDIA LLC
11/06/2015 BOA 20151106BAF Ownership Biennial 0022898845 BREAKWATER INVESTMENT MANAGEMENT, LLC
11/06/2015 BOA 20151106CES Ownership Biennial 0019307800 ENDEAVOUR CAPITAL FUND V AIV, L.P.
11/06/2015 BOA 20151106DTO Ownership Biennial 0025026758 MARY LYNN MOFFITT REVOCABLE TRUST
11/06/2015 BOA 20151106DOM Ownership Biennial 0022888432 THE BRENDA M. SHAPIRO LEGACY TRUST
11/06/2015 BOA 20151106BPL Ownership Biennial 0023965924 SNIDER CORP.
11/06/2015 BOA 20151106DYQ Ownership Biennial 0025026774 JULIE A. MOFFITT LIVING TRUST
11/06/2015 BOA 20151106AAU Ownership Biennial 0022491476 ALPHA MEDIA LICENSEE LLC
11/06/2015 BOA 20151106AKZ Ownership Biennial 0022801708 ALPHA MEDIA HOLDINGS LLC
08/20/2015 BOS 20150820BXW Ownership Sale 0019307909 ENDEAVOUR CAPITAL V, LLC
08/20/2015 BOS 20150820CFJ Ownership Sale 0023562135 STEPHENS CAPITAL PARTNERS LLC
08/20/2015 BOS 20150820AMO Ownership Sale 0022898837 BREAKWATER BROADCASTING FUNDING, LLC
08/20/2015 BOS 20150820BIY Ownership Sale 0020020384 RIO BRAVO ENTERPRISE ASSOCIATES, L.P.
08/20/2015 BOS 20150820BQK Ownership Sale 0019307800 ENDEAVOUR CAPITAL FUND V AIV, L.P.
08/20/2015 BOS 20150820CBP Ownership Sale 0023562077 STEPHENS RADIO LLC
08/20/2015 BOS 20150820BUD Ownership Sale 0019307867 ENDEAVOUR ASSOCIATES FUND V, L.P.
08/20/2015 BOS 20150820AIV Ownership Sale 0022801708 ALPHA MEDIA HOLDINGS LLC
08/20/2015 BOS 20150820AUA Ownership Sale 0022898845 BREAKWATER INVESTMENT MANAGEMENT, LLC
08/20/2015 BOS 20150820AQH Ownership Sale 0022898860 BREAKWATER STRUCTURED GROWTH OPPORTUNITIES FUND, LP
08/20/2015 BOS 20150820AXT Ownership Sale 0023921687 JOHN H. MOFFITT & CO., INC.
08/20/2015 BOS 20150820ABJ Ownership Sale 0022491476 ALPHA MEDIA LICENSEE LLC
08/20/2015 BOS 20150820BMR Ownership Sale 0020028346 RIO BRAVO, INC.
08/20/2015 BOS 20150820BFF Ownership Sale 0023965924 SNIDER CORP.
08/20/2015 BOS 20150820CJC Ownership Sale 0023562259 STEPHENS INVESTMENTS HOLDINGS LLC
08/20/2015 BOS 20150820AFC Ownership Sale 0022200844 ALPHA MEDIA LLC
08/20/2015 BOS 20150820BBM Ownership Sale 0022888515 TLS HOLDINGS, LLC
10/01/2014 BOS 20141001AIL Ownership Sale 0022801708 ALPHA MEDIA HOLDINGS LLC
10/01/2014 BOS 20141001BSJ Ownership Sale 0023562259 STEPHENS INVESTMENTS HOLDINGS LLC
10/01/2014 BOS 20141001AYI Ownership Sale 0020020384 RIO BRAVO ENTERPRISE ASSOCIATES, L.P.
10/01/2014 BOS 20141001BEE Ownership Sale 0019307800 ENDEAVOUR CAPITAL FUND V AIV, L.P.
10/01/2014 BOS 20141001AQJ Ownership Sale 0022898845 BREAKWATER INVESTMENT MANAGEMENT, LLC
10/01/2014 BOS 20141001BGX Ownership Sale 0019307867 ENDEAVOUR ASSOCIATES FUND V, L.P.
10/01/2014 BOS 20141001AVS Ownership Sale 0023965924 SNIDER CORP.
10/01/2014 BOS 20141001ADF Ownership Sale 0022491476 ALPHA MEDIA LICENSEE LLC
10/01/2014 BOS 20141001BBN Ownership Sale 0020028346 RIO BRAVO, INC.
10/01/2014 BOS 20141001BMY Ownership Sale 0023562077 STEPHENS RADIO LLC
10/01/2014 BOS 20141001ASZ Ownership Sale 0022888515 TLS HOLDINGS, LLC
10/01/2014 BOS 20141001ANS Ownership Sale 0022898860 BREAKWATER STRUCTURED GROWTH OPPORTUNITIES FUND, LP
10/01/2014 BOS 20141001BJQ Ownership Sale 0019307909 ENDEAVOUR CAPITAL V, LLC
10/01/2014 BOS 20141001ALC Ownership Sale 0022898837 BREAKWATER BROADCASTING FUNDING, LLC
10/01/2014 BOS 20141001AFV Ownership Sale 0022200844 ALPHA MEDIA LLC
10/01/2014 BOS 20141001BPT Ownership Sale 0023562135 STEPHENS CAPITAL PARTNERS LLC
10/01/2014 BOS 20141001BVH Ownership Sale 0023921687 JOHN H. MOFFITT & CO., INC.
12/03/2013 BOA 20131203AGE Ownership Biennial 0016480931 MLB-LOUISVILLE IV, LLC
12/03/2013 BOA 20131203AHO Ownership Biennial 0019965789 MLB-LOUISVILLE III, LLC
12/03/2013 BOA 20131203AZM Ownership Biennial 0013942701 ARLINGTON CAPITAL GROUP II, L.L.C.
12/03/2013 BOA 20131203AXP Ownership Biennial 0013935721 ARLINGTON CAPITAL PARTNERS II, L.P.
12/03/2013 BOA 20131203AJS Ownership Biennial 0013935747 MAIN LINE MEDIA, LLC
12/03/2013 BOA 20131203ALT Ownership Biennial 0013909767 MAIN LINE BROADCASTING, LLC
12/03/2013 BOA 20131203AIL Ownership Biennial 0013909213 MAIN LINE RADIO, LLC
11/28/2011 BOA 20111128GSG Ownership Biennial 0013942701 ARLINGTON CAPITAL GROUP II, L.L.C.
11/28/2011 BOA 20111128GQN Ownership Biennial 0013909767 MAIN LINE BROADCASTING, LLC
11/28/2011 BOA 20111128GOV Ownership Biennial 0013909213 MAIN LINE RADIO, LLC
11/28/2011 BOA 20111128GRK Ownership Biennial 0013935721 ARLINGTON CAPITAL PARTNERS II, L.P.
11/28/2011 BOA 20111128GLM Ownership Biennial 0016480931 MLB-LOUISVILLE IV, LLC
11/28/2011 BOA 20111128GPS Ownership Biennial 0013935747 MAIN LINE MEDIA, LLC
11/28/2011 BOA 20111128GMR Ownership Biennial 0019965789 MLB-LOUISVILLE III, LLC
07/07/2010 BOA 20100707AMY Ownership Biennial 0016480931 MLB - LOUISVILLE IV, LLC
07/07/2010 BOA 20100707ANY Ownership Biennial 0013909213 MAIN LINE RADIO, LLC
07/07/2010 BOA 20100707AOR Ownership Biennial 0013935747 MAIN LINE MEDIA, LLC
07/07/2010 BOA 20100707ANI Ownership Biennial 0019965789 MLB-LOUISVILLE III, LLC
07/07/2010 BOA 20100707AQL Ownership Biennial 0013935721 ARLINGTON CAPITAL PARTNERS II, L.P.
07/07/2010 BOA 20100707APX Ownership Biennial 0013909767 MAIN LINE BROADCASTING, LLC
07/07/2010 BOA 20100707AQZ Ownership Biennial 0013942701 ARLINGTON CAPITAL GROUP II, L.L.C.
04/01/2008 BOA 20080401BEI Ownership Biennial 0016480931 MLB-LOUISVILLE IV, LLC
04/01/2008 BOA 20080401BEA Ownership Biennial 0016480931 MLB-LOUISVILLE IV, LLC
11/08/2007 BOS 20071108ADQ Ownership Sale 0016480931 MLB-LOUISVILLE IV, LLC
11/08/2007 BOS 20071108AEN Ownership Sale 0016480931 MLB-LOUISVILLE IV, LLC
06/11/2007 BOA 20070611AIY Ownership Biennial 0005004874 BLUE CHIP BROADCASTING LICENSES, LTD.
06/11/2007 BOA 20070611AHW Ownership Biennial 0005004874 BLUE CHIP BROADCASTING LICENSES, LTD.
06/11/2007 BOA 20070611ABP Ownership Biennial 0003738804 RADIO ONE, INC.
01/30/2006 BOS 20060130AOW Ownership Sale 0004984704 BLUE CHIP BROADCASTING LICENSES II, LTD.
06/10/2005 BOA 20050610AAL Ownership Biennial 0004984704 BLUE CHIP BROADCASTING LICENSES, II, LTD.
06/10/2005 BOA 20050610ACT Ownership Biennial 0008314452 BC B'CASTING LIC. II, LTD./BC B'CASTING LIC. LTD/ROD LIC. LL
06/08/2005 BOA 20050608ABV Ownership Biennial 0003738804 RADIO ONE, INC.
05/20/2004 BON 20040520AFB Ownership Other 0003738804 RADIO ONE, INC.
03/31/2004 BON 20040331ANL Ownership Other 0003738804 RADIO ONE, INC.
08/29/2003 BOS 20030829AFL Ownership Sale 0009414459 RADIO ONE OF DAYTON LIC., LLC/BC BRDCSTG LIC.,LTD/BCBL 2,LTD
05/23/2003 BOA 20030523ADF Ownership Biennial 0004984704 BLUE CHIP BROADCASTING LICENSES II, LTD
05/22/2003 BOA 20030522AHM Ownership Biennial 0004984704 BLUE CHIP B'CASTING LIC. II, LTD./ BC B'CASTING, LIC., LTD
05/22/2003 BOA 20030522AEQ Amendment to pending application 0007164544 RADIO ONE, INC.
09/10/2001 BOA 20010910ADL Ownership Biennial BLUE CHIP BROADCASTING II, LTD.
09/10/2001 BOA 20010910ADS Ownership Biennial RADIO ONE, INC.
01/15/2000 BOA 20000115AAJ Ownership Biennial BLUE CHIP BROADCASTING LICENSES II, LTD